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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

PATRIOT WEALTH MANAGEMENT, INC.

CRD 130447

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d756e21-36ee-2666-ceeb-1fb474506fe0

Data as of Jul 23, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Jul 23, 2018
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.9BItem 5.F on the latest filing (2018-07-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7B
Private client RAUM: $1.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15
Advisory employees: 13
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,921
Individual clients: 157
High net worth clients: 393
Custody, client assets: $516M
SEC number: 801-62779
CRD: 130447
Filings on the tape: 24
First filed: Mar 29, 2012
Latest filed: Jul 23, 2018
Organised: Corporation, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HANSLIK, TODD, EDWARD	PRINCIPAL/ CHIEF COMPLIANCE OFFICER	B	yes	02/2004	Mar 29, 2012	Jul 23, 2018
JONES, ANNA MARIA	Principal	B	yes	12/2005	Mar 29, 2012	Jul 23, 2018
LESLIE, ROBERT, CHARLES	CHIEF INVESTMENT OFFICER	Na	yes	07/2013	Aug 16, 2013	Jul 23, 2018
MURSKI, BILLIE, STANLEY	Principal	B	yes	01/2007	Mar 29, 2012	Jul 23, 2018
SWANTKOWSKI, JEFFREY, RONALD	Principal	B	yes	02/2004	Mar 29, 2012	Jul 23, 2018
WEINSTEIN, DANA, NATHANIEL	Principal	B	yes	12/2005	Mar 29, 2012	Jul 23, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Feb 20, 2018	$1.9B	$1.7B	15	13	0	n/a	n/a
2016	Feb 1, 2017	$1.6B	$1.5B	15	13	n/a	n/a	n/a
2015	Mar 2, 2016	$1.5B	$1.3B	15	14	n/a	n/a	n/a
2014	Mar 2, 2015	$1.4B	$1.3B	13	12	n/a	n/a	n/a
2013	Mar 17, 2014	$1.2B	$1.1B	13	12	n/a	n/a	n/a
2012	Feb 4, 2013	$1.1B	$1.0B	13	12	n/a	n/a	n/a
2011	Mar 29, 2012	$842M	$819M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$1.9B	$1.6B	16.9%	$1.4B	10.1%	15	15	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Mariner	9	Feb 4, 2019	Jan 7, 2019	HOUSTON, TX	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (6)

← MURSKI, BILLIE, STANLEYOwnerPRINCIPAL, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV
← WEINSTEIN, DANA, NATHANIELOwnerPRINCIPAL, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV
← HANSLIK, TODD, EDWARDOwnerPRINCIPAL/ CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV
← LESLIE, ROBERT, CHARLESOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Aug 16, 2013 to presentfactForm ADV
← SWANTKOWSKI, JEFFREY, RONALDOwnerPRINCIPAL, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV
← JONES, ANNA MARIAOwnerPRINCIPAL, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV

Affiliated with (1)

← LEXINGTON ASSET MANAGEMENT, INC.Registered adviserother investment adviser, control
factForm ADV

Registered with (16)

← BILLIE STANLEY MURSKIAdvisorregistration: previous registration
Apr 16, 2007 to Feb 4, 2019factForm ADV
← SYDNEY ADELE MOTESAdvisorregistration: previous registration
Apr 16, 2007 to Feb 4, 2019factForm ADV
← DANA NATHANIEL WEINSTEINAdvisorregistration: previous registration
Sep 16, 2004 to Feb 4, 2019factForm ADV
← TODD EDWARD HANSLIKAdvisorregistration: previous registration
Feb 23, 2004 to Feb 4, 2019factForm ADV
← MICHAEL DAVID CONTANTAdvisorregistration: previous registration
Apr 25, 2011 to Feb 4, 2019factForm ADV
← JEFFREY RONALD SWANTKOWSKIAdvisorregistration: previous registration
Mar 19, 2004 to Feb 4, 2019factForm ADV
← ANNA MARIA JONESAdvisorregistration: previous registration
Sep 16, 2004 to Feb 4, 2019factForm ADV
← MEREDITH JAMAIL RICEAdvisorregistration: previous registration
Apr 17, 2007 to Feb 4, 2019factForm ADV
← ANDREW PAUL KULHAAdvisorregistration: previous registration
Apr 23, 2018 to Feb 4, 2019factForm ADV
← ROBERT CHARLES LESLIEAdvisorregistration: previous registration
Jul 22, 2013 to Nov 12, 2018factForm ADV
← CLARK MONROE BLACKMANAdvisorregistration: previous registration
Feb 22, 2016 to Oct 19, 2017factForm ADV
← RAYMOND DOUGLAS WONGAdvisorregistration: previous registration
Aug 4, 2014 to Aug 27, 2015factForm ADV
← MATTHEW ETIENNE CAIREAdvisorregistration: previous registration
May 1, 2013 to Dec 31, 2013factForm ADV
← CHARLES DAVID SCAVONEAdvisorregistration: previous registration
Apr 3, 2009 to Jun 13, 2013factForm ADV
← VERNON SCOTT PERRYAdvisorregistration: previous registration
Jan 23, 2013 to Apr 2, 2013factForm ADV
← Robert Gunter LoweAdvisorregistration: previous registration
Nov 26, 2007 to Nov 18, 2008factForm ADV

Moved with (1)

→ MARINERRegistered adviser9 advisors, firm absorbed, same day
Feb 4, 2019 to Jan 7, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d756e21-36ee-2666-ceeb-1fb474506fe0
First observed: Mar 29, 2012
Last observed: Jul 23, 2018 99 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PATRIOT WEALTH MANAGEMENT, INC.

CRD 130447

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6d756e21-36ee-2666-ceeb-1fb474506fe0

Data as of Jul 23, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HANSLIK, TODD, EDWARD

PRINCIPAL/ CHIEF COMPLIANCE OFFICER

yes

02/2004

Mar 29, 2012

Jul 23, 2018

JONES, ANNA MARIA

Principal

yes

12/2005

Mar 29, 2012

Jul 23, 2018

LESLIE, ROBERT, CHARLES

CHIEF INVESTMENT OFFICER

yes

07/2013

Aug 16, 2013

Jul 23, 2018

MURSKI, BILLIE, STANLEY

Principal

yes

01/2007

Mar 29, 2012

Jul 23, 2018

SWANTKOWSKI, JEFFREY, RONALD

Principal

yes

02/2004

Mar 29, 2012

Jul 23, 2018

WEINSTEIN, DANA, NATHANIEL

Principal

yes

12/2005

Mar 29, 2012

Jul 23, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Feb 20, 2018

$1.9B

$1.7B

n/a

2016

Feb 1, 2017

$1.6B

$1.5B

n/a

2015

Mar 2, 2016

$1.5B

$1.3B

n/a

2014

Mar 2, 2015

$1.4B

$1.3B

n/a

2013

Mar 17, 2014

$1.2B

$1.1B

n/a

2012

Feb 4, 2013

$1.1B

$1.0B

n/a

2011

Mar 29, 2012

$842M

$819M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$1.9B

$1.6B

16.9%

$1.4B

10.1%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Mariner

Feb 4, 2019

Jan 7, 2019

HOUSTON, TX

Firm absorbed

RIA to RIA

100.0%