DFX Intelligence

F•••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

F•••••••• P•••••••• L••

CRD 147353

NEW YORK, NY

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Search this name across graphsid dfx:ria:00f7d6f0-5009-8f3c-1825-49aa64173acd

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 9
On other graphs: 2
Observed: Nov 18, 2011 to Mar 30, 2026
50 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F•••••••• P•••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

F•••••••• P•••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $5.3B••• Locked
Discretionary RAUM: $1.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 28

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• C•• ••••• L•••	Private Equity Fund	$991M	Jul 1, 2024	1	Mar 30, 2012	reported	n/a
H••••••• U• E••• L••	Private Equity Fund	$541M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••	Shareholder	E	yes	07/2009	Nov 18, 2011	Jul 1, 2024
D••••• E•••	MANAGING PARTNER	Na	yes	01/2018	Jan 3, 2018	Jul 1, 2024
D••••••• H•••• E••••

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•••••• A•••••••• L••	n/a	Bd affiliated wealth	$109B	N	yes	n/a
C•••••• P•••••• E••••• G•• L•••	n/a	n/a	n/a	Y	yes	n/a
C•••••• P•••••• E••••• I• G•• L•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.3B	$5.3B	-0.6%	$5.2B	0.7%	28	23	0	0

Relationships

Affiliated with (1)

→ N•••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (26)

→ C•••••• P•••••• E••••• ••••• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ C•• E••• L•••Private fundPrivate Equity Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ C•• U• ••••• L•••

Dated events

Occurred
Mar 28, 2024
Control person joined
Edward Stephen Mahanna (Chief Compliance Officer) appeared on Schedule A of F•••••••• P•••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 30, 2022
Control person joined
Erwin Hans Dewitte (Chief Operating Officer / Chief Financial Officer) appeared on Schedule A of F•••••••• P•••••••• L••
Form ADVobserved 7 days ago
Occurred
Jul 9, 2021
Control person left
Satyan Malhotra (Managing Partner) no longer on Schedule A of F•••••••• P•••••••• L•• (listed 2021-03-30, absent 2021-07-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00f7d6f0-5009-8f3c-1825-49aa64173acd
First observed: Nov 18, 2011
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.