DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• P•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Nov 18, 2011 · 50 filings
SEC status approved since Aug 29, 2008
RAUM
$5.3B
reported, Item 5.F
Discretionary
37%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
26
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$5.3B as of Mar 30, 2026
Mar 30, 2012$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)28 as of Mar 30, 2026
Apr 1, 201313 then
Private funds26 as of Mar 30, 2026
Mar 30, 20129 then
RAUM -0.6% over the last fiscal year+0.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $204MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 37%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.3B, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.3B for 26 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
26 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• C•• ••••• L••• | Private Equity Fund | $991M | 1 | Mar 30, 2012 |
| H••••••• U• E••• L•• | Private Equity Fund | $541M | 1 | Mar 22, 2019 |
| C•• 2••• L••• | Private Equity Fund | $491M | 1 | Mar 28, 2014 |
| C•• E••• L••• | Private Equity Fund | $464M | 1 | Mar 28, 2014 |
| C•• C•• ••••••••• L••• | Private Equity Fund | $375M | 2 | Mar 30, 2012 |
| C•• U• ••••••••• L••• | Private Equity Fund | $320M | 2 | Mar 30, 2017 |
| P•••••• E••••• U• O••••••••• I••• L••• | Private Equity Fund | $311M | 76 | Mar 30, 2017 |
| C•• C•• ••••• L••• | Private Equity Fund | $310M | 1 | Mar 30, 2012 |
| C•• C•• ••••••••• L••• | Private Equity Fund | $229M | 2 | Mar 30, 2012 |
| C•• U• ••••••••• L••• | Private Equity Fund | $205M | 2 | Mar 30, 2022 |
| H••••••• G• I•• L••• | Private Equity Fund | $186M | 30 | Mar 30, 2022 |
| G• I• •••• L••• | Private Equity Fund | $174M | 54 | Mar 30, 2021 |
| H••••••• U• E• C•• L••• | Private Equity Fund | $141M | 3 | Mar 30, 2020 |
| H••••••• U• E• C• 2• L••• | Private Equity Fund | $137M | 19 | Mar 30, 2023 |
| C•• U• ••••• L••• | Private Equity Fund | $107M | 1 | Mar 30, 2022 |
| P•••••• E••••• U• O••••••••• I•• L••• | Private Equity Fund | $101M | 87 | Apr 1, 2013 |
| C•• U• ••••••••• L••• | Private Equity Fund | $89.7M | 2 | Mar 30, 2022 |
| C•• U• ••••••••• L••• | Private Equity Fund | $45.2M | 2 | Mar 30, 2017 |
| G• I• G••••• U•• P•••••••• L••• | Private Equity Fund | $38.0M | 9 | Mar 30, 2023 |
| C•• U• ••••••••• L••• | Private Equity Fund | $33.6M | 2 | Mar 30, 2022 |
| C•••••• P•••••• E••••• •••••••• L•no longer reported | Private Equity Fund | $25.3M | 6 | Mar 30, 2012 |
| C•• U• •••• L••• | Private Equity Fund | $24.8M | 2 | Mar 28, 2024 |
| C•• C•• ••••••••• L••• | Private Equity Fund | $23.0M | 1 | Mar 30, 2012 |
| P•••••• E••••• U• O••••••••• I• L••• | Private Equity Fund | $15.6M | 65 | Mar 30, 2012 |
| C•••••• P•••••• E••••• ••••• L••• | Private Equity Fund | $14.2M | 17 | Mar 30, 2012 |
| C•••••• P•••••• E••••• •••••• L•no longer reported | Private Equity Fund | $7.4M | 3 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D••••• E••• · Managing Partnercontrolsince 01/2018 · owns less than 5%
- D••••••• H•••• E•••• · Chief Operating Officer / Chief Financial Officercontrolsince 08/2021 · owns less than 5%
- G••••• N•••• · Managing Partnercontrolsince 03/2008 · owns less than 5%
- J••••••• B••••• · Managing Partnercontrolsince 04/2013 · owns less than 5%
- M••••••• S••••••• E••••• · Chief Compliance Officercontrolsince 11/2023 · owns less than 5%
Entity owners
- F•••••••• P••••••• S•• · Memberdirect · owns 75% or more
- B••• · Shareholderindirect · owns 75% or more of N••••••
- N•••••• · Shareholderindirect · owns 75% or more of N•••••• I••••••••• M•••••••
- N•••••• I••••••••• M••••••• · Shareholderindirect · owns 75% or more of F•••••••• P••••••• S••
Related persons
Schedule D 7.A
- C•••••• P•••••• E••••• G•• L•••bankpooled vehicle sponsory
- C•••••• P•••••• E••••• I• G•• L•••bankpooled vehicle sponsory
- C•• U• ••••••••• G•• L•••bankpooled vehicle sponsory
- C•• U• ••••••••• G•• L•••bankpooled vehicle sponsory
- C•• 2•• G•• L••bankpooled vehicle sponsory
- C•• E•• G•• L••bankpooled vehicle sponsory
- F•••••••• P••••••• P••• L•••investment adviserpooled vehicle sponsorn
- F•••••••• P••••••• S•••investment advisern
- F•••••••• P••••••• S••investment adviserpooled vehicle sponsory
- F•• G• E•••••• L••pooled vehicle sponsory
- G••••• O••••••••• I• U• G•• L•••bankpooled vehicle sponsory
- H••••••• U• E• C• 2• G•• L•bankpooled vehicle sponsory
- H••••••• U• E• C• G•• L•••bankpooled vehicle sponsory
- N•••••• A•••••••• L••investment advisernRAUM $109B
- N•••••• D••••••••• L••broker-dealern
- N•••••• I••••••••• M••••••• I•••••••••investment advisern
- P•••••• E••••• U• O••••••••• I•• G•• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 25 to 26Mar 27, 2025 to Mar 30, 2026
- Advisory employees · 7 to 9Mar 27, 2025 to Mar 30, 2026
- Pooled vehicle clients · 25 to 26Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $5.3B to $5.3BMar 27, 2025 to Mar 30, 2026
- Employees · 23 to 28Mar 27, 2025 to Mar 30, 2026
- Private funds · 25 to 26Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.8B to $1.9BMar 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $3.5B to $3.4BMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $5.3B to $5.3BMar 27, 2025 to Mar 30, 2026
- RAUM · $5.3B to $5.3BMar 27, 2025 to Mar 30, 2026
- RAUM · $5.4B to $5.3BJul 1, 2024 to Mar 27, 2025
- Accounts · 23 to 25Jul 1, 2024 to Mar 27, 2025
- Advisory employees · 8 to 7Jul 1, 2024 to Mar 27, 2025
- Pooled vehicle clients · 23 to 25Jul 1, 2024 to Mar 27, 2025
- Assets in custody · $3.6B to $5.3BJul 1, 2024 to Mar 27, 2025
- Employees · 24 to 23Jul 1, 2024 to Mar 27, 2025
- Financial planning clients · unset to Jul 1, 2024 to Mar 27, 2025
- Private funds · 23 to 25Jul 1, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.6B to $1.8BJul 1, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $3.7B to $3.5BJul 1, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $5.4B to $5.3BJul 1, 2024 to Mar 27, 2025
- Accounts · 25 to 23Aug 14, 2023 to Mar 28, 2024
- Advisory employees · 5 to 8Aug 14, 2023 to Mar 28, 2024
- Pooled vehicle clients · 25 to 23Aug 14, 2023 to Mar 28, 2024
- Employees · 19 to 24Aug 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.5B to $1.6BAug 14, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $3.7B to $3.7BAug 14, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $5.2B to $5.4BAug 14, 2023 to Mar 28, 2024
- RAUM · $5.2B to $5.4BAug 14, 2023 to Mar 28, 2024
- Accounts · 23 to 25Dec 7, 2022 to Mar 30, 2023
- Advisory employees · 6 to 5Dec 7, 2022 to Mar 30, 2023
- Pooled vehicle clients · 23 to 25Dec 7, 2022 to Mar 30, 2023
- Assets in custody · $3.5B to $3.6BDec 7, 2022 to Mar 30, 2023
- Employees · 17 to 19Dec 7, 2022 to Mar 30, 2023
- Private funds · 21 to 23Dec 7, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.1B to $1.5BDec 7, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $3.7B to $3.7BDec 7, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $4.8B to $5.2BDec 7, 2022 to Mar 30, 2023
- RAUM · $4.8B to $5.2BDec 7, 2022 to Mar 30, 2023
- Accounts · 19 to 23Aug 9, 2021 to Mar 30, 2022
Signals
9 dated events
- Edward Stephen Mahanna (Chief Compliance Officer) appeared on Schedule A of F•••••••• P•••••••• L••Mar 28, 2024 · Control person joined · fact
- Erwin Hans Dewitte (Chief Operating Officer / Chief Financial Officer) appeared on Schedule A of F•••••••• P•••••••• L••Mar 30, 2022 · Control person joined · fact
- Satyan Malhotra (Managing Partner) no longer on Schedule A of F•••••••• P•••••••• L•• (listed 2021-03-30, absent 2021-07-09)Jul 9, 2021 · Control person left · inference
- Dominique Sabassier (Manager) no longer on Schedule A of F•••••••• P•••••••• L•• (listed 2018-03-28, absent 2019-01-23)Jan 23, 2019 · Control person left · inference
- Mills Beverly Bearden (Manager) no longer on Schedule A of F•••••••• P•••••••• L•• (listed 2018-03-28, absent 2019-01-23)Jan 23, 2019 · Control person left · inference
- C•••••• P•••••• E•••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 23, 2019 · Succession (Item 4) · fact
- Jean Raby (Chairman) no longer on Schedule A of F•••••••• P•••••••• L•• (listed 2018-03-28, absent 2019-01-23)Jan 23, 2019 · Control person left · inference
- L. Jack Malick (Director Of Compliance) no longer on Schedule A of F•••••••• P•••••••• L•• (listed 2018-03-28, absent 2019-01-23)Jan 23, 2019 · Control person left · inference
- Nader Motamedy (Vice Chairman) no longer on Schedule A of F•••••••• P•••••••• L•• (listed 2018-03-28, absent 2019-01-23)Jan 23, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- F•••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- F•••••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- flexstonepartners.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-703-0300reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026