DFX Intelligence

A••••• D•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

A••••• D•••••• D••••

Advisor at A••••••• U•••• M•••••••• A•••••••• I••

BURLINGTON, NC

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Search this name across graphsid dfx:ria:00f98c06-a3bf-f778-72e9-fd8b936227ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• U•••• M•••••••• A•••••••• I••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• U•••• M•••••••• A•••••••• I••	Institutional manager	May 27, 2026	n/a	yes	BURLINGTON, NC	Current employment
S•••• S••••• W••••• M•••••••••	Independent wealth	Apr 21, 2006	Jan 7, 2026	no	GREENSBORO, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• S••••• W••••• M•••••••••	A••••••• U•••• M•••••••• A•••••••• I••	Jan 7, 2026	May 27, 2026	140	Firm change	Other
C••••••• C•••••• M••••••••• I•••	S•••• S••••• W••••• M•••••••••	Dec 31, 2004	Apr 21, 2006

Relationships

Registered with (3)

→ A••••••• U•••• M•••••••• A•••••••• I••Registered adviserregistration: current employment
May 27, 2026 to presentfactForm ADV
→ S•••• S••••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 21, 2006 to Jan 7, 2026factForm ADV
→ C••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 27, 2004 to Dec 31, 2004factForm ADV

Dated events

Occurred
Jan 7, 2026
Advisor changed firm
A••••• D•••••• D•••• left S•••• S••••• W••••• M••••••••• for A••••••• U•••• M•••••••• A•••••••• I•• (registered 2026-05-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:00f98c06-a3bf-f778-72e9-fd8b936227ec
First observed: Jan 27, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.