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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 100m 1b

ATLANTIC UNION MUNICIPAL ADVISORS, INC

CRD 329425

GLEN ALLEN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25189e49-ceb0-d98f-22ea-ff342c1ca5da

Data as of May 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Dec 26, 2023 to May 26, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $134MItem 5.F on the latest filing (2026-05-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $134M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $33.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-129419
CRD: 329425
Filings on the tape: 10
First filed: Dec 26, 2023
Latest filed: May 26, 2026
Organised: Corporation, VA
Website: vamint.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MITCHELL PAUL YORK	Chartered Financial Analyst	GLEN ALLEN, VA	2	29	5	no
Ellen Elizabeth Spong	n/a	GLEN ALLEN, VA	2	14	1	no
JOHN FOSTER OCKERMAN	Chartered Financial Analyst	GLEN ALLEN, VA	2	15	n/a	no
ANDREW DOUGLAS DAVIS	Chartered Financial Analyst	BURLINGTON, NC	0	22	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ATLANTIC UNION BANK	Corporation	E	yes	10/2023	Dec 26, 2023	Oct 16, 2024
ATLANTIC UNION BANKSHARES CORPORATION	Corporation	E	yes	10/2023	Dec 26, 2023	Oct 16, 2024
CHIN, SOTHARA	CHIEF COMPLIANCE OFFICER	Na	yes	07/2024	Jul 22, 2024	Oct 16, 2024
YORK, MITCHELL, PAUL	President	Na	yes	10/2023	Dec 26, 2023	Oct 16, 2024
OCKERMAN, JOHN, FOSTER	VICE PRESIDENT, TREASURER	Na	no	10/2023	Dec 26, 2023	Oct 16, 2024
Spong, Ellen, Elizabeth	VICE PRESIDENT, TREASURER	Na	no	10/2023	Dec 26, 2023	Oct 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ATLANTIC UNION BANK	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$134M	$134M	4	4	0	n/a	n/a
2024	Mar 18, 2025	$185M	$185M	4	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$134M	$185M	-27.6%	n/a	n/a	4	4	0	0

Relationships

Registered with (4)

← ANDREW DOUGLAS DAVISAdvisorregistration: current employment
May 27, 2026 to presentfactForm ADV
← JOHN FOSTER OCKERMANAdvisorregistration: current employment
Mar 20, 2024 to presentfactForm ADV
← Ellen Elizabeth SpongAdvisorregistration: current employment
Mar 10, 2024 to presentfactForm ADV
← MITCHELL PAUL YORKAdvisorregistration: current employment
Feb 1, 2024 to presentfactForm ADV

Controls (4)

← CHIN, SOTHARAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 22, 2024 to Oct 16, 2024factForm ADV
← YORK, MITCHELL, PAULOwnerPRESIDENT, ownership code NA, individual
Dec 26, 2023 to Oct 16, 2024factForm ADV
← ATLANTIC UNION BANKOwnerCORPORATION, ownership code E, domestic entity
Dec 26, 2023 to Oct 16, 2024factForm ADV
← ATLANTIC UNION BANKSHARES CORPORATIONOwnerCORPORATION, ownership code E, domestic entity
Dec 26, 2023 to Oct 16, 2024factForm ADV

Owns (2)

← OCKERMAN, JOHN, FOSTEROwnerVICE PRESIDENT, TREASURER, ownership code NA, individual
Dec 26, 2023 to Oct 16, 2024factForm ADV
← Spong, Ellen, ElizabethOwnerVICE PRESIDENT, TREASURER, ownership code NA, individual
Dec 26, 2023 to Oct 16, 2024factForm ADV

Dated events

Occurred
Oct 15, 2024
Control person left
Vincent David Ring (Director) no longer on Schedule A of Atlantic Union Municipal Advisors, Inc (listed 2024-07-22, absent 2024-10-15)
Form ADVobserved 5 days ago
Occurred
Oct 15, 2024
Control person left
Pia Maria Tedesco (Director) no longer on Schedule A of Atlantic Union Municipal Advisors, Inc (listed 2024-07-22, absent 2024-10-15)
Form ADVobserved 5 days ago
Occurred
Jul 22, 2024
Control person joined
Sothara Chin (Chief Compliance Officer) appeared on Schedule A of Atlantic Union Municipal Advisors, Inc
Form ADVobserved 5 days ago
Occurred
Dec 26, 2023
First Form ADV filing
Atlantic Union Municipal Advisors, Inc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25189e49-ceb0-d98f-22ea-ff342c1ca5da
First observed: Dec 26, 2023
Last observed: May 26, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ATLANTIC UNION MUNICIPAL ADVISORS, INC

CRD 329425

GLEN ALLEN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25189e49-ceb0-d98f-22ea-ff342c1ca5da

Data as of May 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MITCHELL PAUL YORK

Chartered Financial Analyst

GLEN ALLEN, VA

Ellen Elizabeth Spong

n/a

GLEN ALLEN, VA

JOHN FOSTER OCKERMAN

Chartered Financial Analyst

GLEN ALLEN, VA

n/a

ANDREW DOUGLAS DAVIS

Chartered Financial Analyst

BURLINGTON, NC

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ATLANTIC UNION BANK

Corporation

yes

10/2023

Dec 26, 2023

Oct 16, 2024

ATLANTIC UNION BANKSHARES CORPORATION

Corporation

yes

10/2023

Dec 26, 2023

Oct 16, 2024

CHIN, SOTHARA

CHIEF COMPLIANCE OFFICER

yes

07/2024

Jul 22, 2024

Oct 16, 2024

YORK, MITCHELL, PAUL

President

yes

10/2023

Dec 26, 2023

Oct 16, 2024

OCKERMAN, JOHN, FOSTER

VICE PRESIDENT, TREASURER

10/2023

Dec 26, 2023

Oct 16, 2024

Spong, Ellen, Elizabeth

VICE PRESIDENT, TREASURER

10/2023

Dec 26, 2023

Oct 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ATLANTIC UNION BANK

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$134M

n/a

2024

Mar 18, 2025

$185M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$134M

$185M

-27.6%

n/a