DFX Intelligence

D•••••• L••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

D•••••• L••• G•••••

Advisor at C•••••• A•••••••

CLEVELAND, OH

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Search this name across graphsid dfx:ria:011947a0-f281-9f37-0bd9-a09c6c7f2ae2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 10, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 10, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• F•••••••• A••••••• L••	Independent wealth	Apr 17, 2015	n/a	yes	CLEVELAND, OH	Current employment
C•••••• A•••••••	Bd affiliated wealth	Jun 5, 2012	n/a	yes	CLEVELAND, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• A•••••••• I••	C•••••• A•••••••	Jun 1, 2012	Jun 5, 2012	4	Firm change	Other
S•••••• M••••• L••	C••••••••• A•••••••• I••	May 21, 2010	Apr 26, 2010

Relationships

Registered with (5)

→ B••••• F•••••••• A••••••• L••Registered adviserregistration: current employment
Apr 17, 2015 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: current employment
Jun 5, 2012 to presentfactForm ADV
→ C••••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 26, 2010 to Jun 1, 2012factForm ADV
→ S•••••• M••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:011947a0-f281-9f37-0bd9-a09c6c7f2ae2
First observed: May 10, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.