DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A• • I• W••••• M•••••••••
LONE TREE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A• • I• W••••• M••••••••• | Independent wealth | May 19, 2017 | n/a | yes | LONE TREE, CO | Current employment |
| F•••• F•••••••• G••••• I••• | Former SEC adviser | Dec 16, 2003 | Jun 13, 2017 | no | GREENWOOD VILLAGE , CO|GREENWOOD VILLAGE, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• F•••••••• G••••• I••• | A• • I• W••••• M••••••••• | Jun 13, 2017 | May 19, 2017 | -25 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | F•••• F•••••••• G••••• I••• | Nov 18, 2003 | Dec 16, 2003 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 28784:148357:CO:2017-06-13 | Jun 13, 2017 | May 19, 2017 | GREENWOOD VILLAGE, CO | Firm change |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 31, 2003 | Nov 18, 2003 | no | DENVER, CO | Previous registration |
| 28 |
| Firm change |
| Other |