DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at DASH INVESTMENTS
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DASH INVESTMENTS | Independent wealth | May 27, 2025 | n/a | yes | PLANO, TX|PLANO, TX | Current employment |
| FISHER INVESTMENTS | Independent wealth | Apr 20, 2021 | May 21, 2025 | no | PLANO, TX|Plano, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 1, 2019 | Apr 19, 2021 | no | NEW YORK, NY|NEWPORT BEACH, CA|CERRITOS, CA|CERRITOS, CA|CERRITOS, CA|CERRITOS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | DASH INVESTMENTS | May 21, 2025 | May 27, 2025 | 6 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FISHER INVESTMENTS | Apr 19, 2021 | Apr 20, 2021 | 1 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 107342:135281:TX:2025-05-19 | May 21, 2025 | May 27, 2025 | PLANO, TX | Firm change |