RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- D••• I••••••••• independent RIA currentsince May 27, 2025 · Plano, Tx
- F••••• I••••••••• independent RIAApr 20, 2021 to May 21, 2025 · Plano, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 1, 2019 to Apr 19, 2021 · New York, Ny
- F••••• I••••••••• to D••• I•••••••••left May 21, 2025, registered May 27, 2025 (6 days) · RIA to RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• I•••••••••left Apr 19, 2021, registered Apr 20, 2021 (1 days) · Wirehouse to independent RIA
- R••••• J••••••• B••••• left F••••• I••••••••• for D••• I••••••••• (registered 2025-05-27)May 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address