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R•••• G••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

R•••• G••••• P•••••••

R•••• G••••• P••••••• INC., CRD 146426

NEW YORK, NY

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Data as of Jun 22, 2016 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 1
Observed: Mar 29, 2012 to Jun 22, 2016
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

R•••• G••••• P•••••••

Real estate fund manager · key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $144M••• Locked
Discretionary RAUM: $144M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••• H•••••• S•••• D••••••• G••••• R••• E••••• B••• F•••	Other Private Fund	$86.0M	Mar 31, 2015	3	Dec 13, 2013	dropped	021-195910

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• A•••• M••••••••• A•	100% SHAREHOLDER	E	yes	09/2014	Jun 22, 2016	Jun 22, 2016
A•••••• G••••• I•••••••• G•••	100% SHAREHOLDER	E	yes	06/2016	Jun 22, 2016	Jun 22, 2016

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••• G••••• P••••••• L••••••	n/a	Former SEC adviser	$23B	Y	no	n/a
A•••••• G••••• I•••••••• U••• L••	n/a	Former SEC adviser	$5.0B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 24, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$144M	$152M	-5.0%	$178M	-6.6%	11	11	n/a	n/a

Relationships

Affiliated with (3)

← R•••• G••••• P•••••••Registered adviserother investment adviser, control
factForm ADV
→ R•••• G••••• P•••••••Registered adviserother investment adviser, bank, control
factForm ADV
→ A•••••• G••••• I•••••••• U••• L••Registered adviserother investment adviser, bank, common control
factForm ADV

Controls (5)

← R•••• G••••• P•••••••Owner

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 29, 2012
Last observed: Jun 22, 2016 124 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.