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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

ROGGE GLOBAL PARTNERS

ROGGE GLOBAL PARTNERS LIMITED, CRD 105819

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19b32c03-d61d-36b6-b99f-5ada865afe2d

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2017
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $23BItem 5.F on the latest filing (2017-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $23B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 86
Advisory employees: 38
Accounts: 73
SEC number: 801-25482
CRD: 105819
Filings on the tape: 15
First filed: Mar 30, 2012
Latest filed: Mar 31, 2017
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ROGGE SELECTIVE GLOBAL HIGH YIELD BOND FUND	Other Private Fund	$385M	May 10, 2016	33	Mar 31, 2015	reported	n/a
ROGGE INTERNATIONAL FIXED INCOME FUND	Other Private Fund	$93.5M	May 10, 2016	1	Dec 13, 2013	reported	021-196044
ROGGE SHORT DURATION GLOBAL REAL ESTATE BOND FUND	Other Private Fund	$78.6M	May 10, 2016	14	Mar 31, 2015	reported	n/a
ROGGE EMERGING MARKETS CURRENCY FUND	Other Private Fund	$55.5M	May 10, 2016	2	Dec 13, 2013	reported	021-195910
ROGGE GLOBAL HIGH YIELD FUND	Other Private Fund	$45.4M	May 10, 2016	4	Mar 31, 2015	reported	n/a
ROGGE GLOBAL AGGREGATE UNHEDGED BOND FUND	Other Private Fund	$36.0M	Jun 22, 2016	7	Mar 31, 2015	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALLIANZ ASSET MANAGEMENT AG	100 SHAREHOLDER	E	yes	09/2014	Jun 22, 2016	Mar 31, 2017
ALLIANZ GLOBAL INVESTORS GMBH	MAJORITY SHAREHOLDER	E	yes	06/2016	Jun 22, 2016	Mar 31, 2017
ALLIANZ SE	100 SHAREHOLDER	E	yes	08/2003	Jun 22, 2016	Mar 31, 2017
JACOB, DAVID, JOSEPH	CHIEF EXECUTIVE OFFICER, DIRECTOR	Na	yes	01/2014	Mar 13, 2014	Mar 31, 2017
ROGGE, OLAF	NON-EXECUTIVE CHAIRMAN	Na	yes	08/1985	Mar 30, 2012	Mar 31, 2017
CONWAY, MALIE	HEAD OF GLOBAL CREDIT, DIRECTOR, CIO	Na	no	11/2010	Mar 30, 2012	Mar 31, 2017
GILLARD, DAVID, ROBERT	HEAD OF PORTFOLIO STRATEGY AND DIRECTOR	Na	no	05/2012	Jun 15, 2012	Mar 31, 2017
PETERS, MICHAEL, HUBERTUS	NON-EXECUTIVE DIRECTOR	Na	no	06/2016	Jun 22, 2016	Mar 31, 2017
PROSS, TOBIAS, CHRISTOPH	NON-EXECUTIVE DIRECTOR	Na	no	06/2016	Jun 22, 2016	Mar 31, 2017
WITZER, DAVID, MICHAEL	CHIEF COMPLIANCE OFFICER, CHEIF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR	Na	no	11/2010	Mar 30, 2012	Mar 31, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ALLIANZ GLOBAL INVESTORS U.S. LLC	n/a	Former SEC adviser	$5.0B	N	yes	n/a
ROGGE GLOBAL PARTNERS INC.	n/a	Former SEC adviser	$144M	Y	no	n/a
ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a
ALLIANZ GLOBAL INVESTORS GMBH	n/a	n/a	n/a	Y	yes	n/a
ALLIANZ GLOBAL INVESTORS SINGAPORE LTD.	n/a	n/a	n/a	N	yes	n/a
ROGGE ALTERNATIVE INVESTMENT COMPANY LTD	n/a	n/a	n/a	Y	no	n/a
ROGGE GLOBAL PARTNERS ASIA PTE LTD	n/a	n/a	n/a	Y	no	n/a
TOKIO MARINE ROGGE ASSET MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 31, 2017	$23B	$23B	86	38	n/a	n/a	n/a
2015	Mar 24, 2016	$29B	$29B	128	53	n/a	6	$694M
2014	Mar 31, 2015	$36B	$36B	135	52	n/a	6	$694M
2013	Mar 13, 2014	$44B	$44B	122	52	n/a	3	$250M
2012	Apr 1, 2013	$35B	$35B	115	49	n/a	n/a	n/a
2011	Mar 30, 2012	$45B	$45B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$23B	$29B	-19.6%	$44B	-18.6%	86	128	n/a	n/a

Relationships

Affiliated with (5)

→ ROGGE GLOBAL PARTNERSRegistered adviserother investment adviser, control
factForm ADV
→ ALLIANZ GLOBAL INVESTORS U.S. LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← ROGGE GLOBAL PARTNERSRegistered adviserother investment adviser, bank, control
factForm ADV
← OLD MUTUAL GLOBAL INVESTORSRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← HEITMAN INSTITUTIONAL ADVISORSRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (5)

← ROGGE, OLAFOwnerNON-EXECUTIVE CHAIRMAN, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← JACOB, DAVID, JOSEPHOwnerCHIEF EXECUTIVE OFFICER, DIRECTOR, ownership code NA, individual
Mar 13, 2014 to presentfactForm ADV
← ALLIANZ ASSET MANAGEMENT AGOwner100 SHAREHOLDER, ownership code E, foreign entity
Jun 22, 2016 to presentfactForm ADV
← ALLIANZ GLOBAL INVESTORS GMBHOwnerMAJORITY SHAREHOLDER, ownership code E, foreign entity
Jun 22, 2016 to presentfactForm ADV
← ALLIANZ SEOwner100 SHAREHOLDER, ownership code E, foreign entity
Jun 22, 2016 to presentfactForm ADV

Owns (5)

← WITZER, DAVID, MICHAELOwnerCHIEF COMPLIANCE OFFICER, CHEIF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CONWAY, MALIEOwnerHEAD OF GLOBAL CREDIT, DIRECTOR, CIO, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← PROSS, TOBIAS, CHRISTOPHOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Jun 22, 2016 to presentfactForm ADV
← PETERS, MICHAEL, HUBERTUSOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Jun 22, 2016 to presentfactForm ADV
← GILLARD, DAVID, ROBERTOwnerHEAD OF PORTFOLIO STRATEGY AND DIRECTOR, ownership code NA, individual
Jun 15, 2012 to presentfactForm ADV

Advises (6)

→ ROGGE GLOBAL AGGREGATE UNHEDGED BOND FUNDPrivate fundOther Private Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ ROGGE INTERNATIONAL FIXED INCOME FUNDPrivate fundOther Private Fund, IA
Dec 13, 2013 to presentfactForm ADV
→ ROGGE SHORT DURATION GLOBAL REAL ESTATE BOND FUNDPrivate fundOther Private Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ ROGGE EMERGING MARKETS CURRENCY FUNDPrivate fundOther Private Fund, IA
Dec 13, 2013 to presentfactForm ADV
→ ROGGE GLOBAL HIGH YIELD FUNDPrivate fundOther Private Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ ROGGE SELECTIVE GLOBAL HIGH YIELD BOND FUNDPrivate fundOther Private Fund, IA
Mar 31, 2015 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19b32c03-d61d-36b6-b99f-5ada865afe2d
First observed: Mar 30, 2012
Last observed: Mar 31, 2017 115 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROGGE GLOBAL PARTNERS

ROGGE GLOBAL PARTNERS LIMITED, CRD 105819

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19b32c03-d61d-36b6-b99f-5ada865afe2d

Data as of Mar 31, 2017 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ROGGE SELECTIVE GLOBAL HIGH YIELD BOND FUND

Other Private Fund

$385M

May 10, 2016

Mar 31, 2015

reported

n/a

ROGGE INTERNATIONAL FIXED INCOME FUND

Other Private Fund

$93.5M

May 10, 2016

Dec 13, 2013

reported

021-196044

ROGGE SHORT DURATION GLOBAL REAL ESTATE BOND FUND

Other Private Fund

$78.6M

May 10, 2016

Mar 31, 2015

reported

n/a

ROGGE EMERGING MARKETS CURRENCY FUND

Other Private Fund

$55.5M

May 10, 2016

Dec 13, 2013

reported

021-195910

ROGGE GLOBAL HIGH YIELD FUND

Other Private Fund

$45.4M

May 10, 2016

Mar 31, 2015

reported

n/a

ROGGE GLOBAL AGGREGATE UNHEDGED BOND FUND

Other Private Fund

$36.0M

Jun 22, 2016

Mar 31, 2015

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALLIANZ ASSET MANAGEMENT AG

100 SHAREHOLDER

yes

09/2014

Jun 22, 2016

Mar 31, 2017

ALLIANZ GLOBAL INVESTORS GMBH

MAJORITY SHAREHOLDER

yes

06/2016

Jun 22, 2016

Mar 31, 2017

ALLIANZ SE

100 SHAREHOLDER

yes

08/2003

Jun 22, 2016

Mar 31, 2017

JACOB, DAVID, JOSEPH

CHIEF EXECUTIVE OFFICER, DIRECTOR

yes

01/2014

Mar 13, 2014

Mar 31, 2017

ROGGE, OLAF

NON-EXECUTIVE CHAIRMAN

yes

08/1985

Mar 30, 2012

Mar 31, 2017

CONWAY, MALIE

HEAD OF GLOBAL CREDIT, DIRECTOR, CIO

11/2010

Mar 30, 2012

Mar 31, 2017

GILLARD, DAVID, ROBERT

HEAD OF PORTFOLIO STRATEGY AND DIRECTOR

05/2012

Jun 15, 2012

Mar 31, 2017

PETERS, MICHAEL, HUBERTUS

NON-EXECUTIVE DIRECTOR

06/2016

Jun 22, 2016

Mar 31, 2017

PROSS, TOBIAS, CHRISTOPH

NON-EXECUTIVE DIRECTOR

06/2016

Jun 22, 2016

Mar 31, 2017

WITZER, DAVID, MICHAEL

CHIEF COMPLIANCE OFFICER, CHEIF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR

11/2010

Mar 30, 2012

Mar 31, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ALLIANZ GLOBAL INVESTORS U.S. LLC

n/a

Former SEC adviser

$5.0B

yes

n/a

ROGGE GLOBAL PARTNERS INC.

n/a

Former SEC adviser

$144M

n/a

ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS GMBH

n/a

yes

n/a

ALLIANZ GLOBAL INVESTORS SINGAPORE LTD.

n/a

yes

n/a

ROGGE ALTERNATIVE INVESTMENT COMPANY LTD

n/a

ROGGE GLOBAL PARTNERS ASIA PTE LTD

n/a

TOKIO MARINE ROGGE ASSET MANAGEMENT LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 31, 2017

$23B

n/a

2015

Mar 24, 2016

$29B

128

n/a

$694M

2014

Mar 31, 2015

$36B

135

n/a

$694M

2013

Mar 13, 2014

$44B

122

n/a

$250M

2012

Apr 1, 2013

$35B

115

n/a

2011

Mar 30, 2012

$45B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$23B

$29B

-19.6%

$44B

-18.6%

128

n/a