DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Rogge Global Partners

Former SEC-registered adviserNew York, New YorkCRD 146426SEC 801-68956IAPD
Legal name Rogge Global Partners Inc.
Latest filing Jun 22, 2016
First filing on the tape Mar 29, 2012 · 10 filings
RAUM
$144M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$146M as of Mar 24, 2016
Mar 29, 2012$411M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2016
Mar 28, 20130 then
Employees (5.A)11 as of Mar 24, 2016
Mar 28, 201313 then
Private funds: 1
RAUM -5.0% over the last fiscal year-6.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 22, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$72.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-4.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Rogge Heitman Short Duration Global Real Estate Bond Fundno longer reportedOther Private Fund$86.0M3Dec 13, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • Olaf Rogge · Directorcontrol
        since 10/1990 · owns less than 5%
      • Malie Conway · Chief Investment Officer For Rogge Global Partners Ltd
        since 12/2014 · owns less than 5%
      • Joseph David Jacob · Chief Executive Officer For Rogge Global Partners Ltd
        since 01/2014 · owns less than 5%
      • Edward John Makowske · Director
        since 03/2008 · owns less than 5%
      • Michael David Witzer · Chief Compliance Officer, Chief Financial Officer, Chief Operating Officer, Director
        since 03/2008 · owns less than 5%
      Entity owners
      • Rogge Global Partners · 100% Owner
        direct · owns 75% or more
      • Allianz Asset Management Ag · 100% Shareholder
        indirect · owns 75% or more of Allianz Global Investors Gmbh
      • Allianz Global Investors Gmbh · 100% Shareholder
        indirect · owns 75% or more of Rogge Global Partners Limited
      • Allianz Se · 100% Shareholder
        indirect · owns 75% or more of Allianz Asset Management Ag
      Related persons
      Schedule D 7.A
      Advisers that list Rogge Global Partners as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • London, United Kingdom
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $146M to $144M
        May 10, 2016 to Jun 22, 2016
      • RAUM · $146M to $144M
        May 10, 2016 to Jun 22, 2016
      • Advisory activities · 2 to 1
        Mar 31, 2015 to Mar 24, 2016
      • Assets in custody · 86172583.0 to unset
        Mar 31, 2015 to Mar 24, 2016
      • Custody of client assets · true to false
        Mar 31, 2015 to Mar 24, 2016
      • Private funds · 1 to unset
        Mar 31, 2015 to Mar 24, 2016
      • Discretionary RAUM · $152M to $146M
        Mar 31, 2015 to Mar 24, 2016
      • RAUM · $152M to $146M
        Mar 31, 2015 to Mar 24, 2016
      • Accounts · 3 to 2
        Jul 29, 2014 to Mar 31, 2015
      • Advisory employees · 5 to 4
        Jul 29, 2014 to Mar 31, 2015
      • Advisory activities · 1 to 2
        Jul 29, 2014 to Mar 31, 2015
      • Assets in custody · unset to 86172583.0
        Jul 29, 2014 to Mar 31, 2015
      • Custody of client assets · false to true
        Jul 29, 2014 to Mar 31, 2015
      • Employees · 12 to 11
        Jul 29, 2014 to Mar 31, 2015
      • Private funds · unset to 1
        Jul 29, 2014 to Mar 31, 2015
      • Discretionary RAUM · $163M to $152M
        Jul 29, 2014 to Mar 31, 2015
      • RAUM · $163M to $152M
        Jul 29, 2014 to Mar 31, 2015
      • Advisory employees · 6 to 5
        Jun 21, 2013 to Mar 13, 2014
      • Employees · 13 to 12
        Jun 21, 2013 to Mar 13, 2014
      • Discretionary RAUM · $178M to $163M
        Jun 21, 2013 to Mar 13, 2014
      • RAUM · $178M to $163M
        Jun 21, 2013 to Mar 13, 2014
      • Accounts · 5 to 3
        Apr 4, 2012 to Mar 28, 2013
      • Advisory employees · unset to 6.0
        Apr 4, 2012 to Mar 28, 2013
      • Employees · unset to 13.0
        Apr 4, 2012 to Mar 28, 2013
      • State-registered IARs · unset to 0.0
        Apr 4, 2012 to Mar 28, 2013
      • Discretionary RAUM · $411M to $178M
        Apr 4, 2012 to Mar 28, 2013
      • RAUM · $411M to $178M
        Apr 4, 2012 to Mar 28, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      Rogge Global Partners is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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