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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

DAVID SWEE HOCK LIM

Advisor at LEO WEALTH, LLC

Hong Kong | HURST, TX | Singapore | EDISON, NJ

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Search this name across graphsid dfx:ria:0145f002-491d-cf69-5eaf-c5f14c5a2d87

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LEO WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Nov 13, 2002
First registration: Nov 15, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4592229

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LEO WEALTH AMERICAS, LLC	Independent wealth	Apr 15, 2026	n/a	yes	HURST, TX\|Hong Kong	Current employment
LEO WEALTH, LLC	Independent wealth	Mar 31, 2025	n/a	yes	Singapore\|EDISON, NJ	Current employment
EXPATRIATE FINANCIAL STRATEGIES LLC	Former SEC adviser	Mar 17, 2025	Apr 8, 2025	no	LAS VEGAS, NV	Previous registration
IC ADVISORY SERVICES, INC.	Former SEC adviser	Jun 4, 2009	Mar 3, 2025	no	THAILAND\|BEDMINSTER, NJ\|PANAMA CITY\|LAS VEGAS, NV	Previous registration
WADDELL & REED	Former SEC adviser	Nov 15, 2002	Jun 2, 2009	no	SAN MATEO, CA\|SAN MATEO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EXPATRIATE FINANCIAL STRATEGIES LLC	LEO WEALTH, LLC	Apr 8, 2025	Mar 31, 2025	-8	Firm change	Other
IC ADVISORY SERVICES, INC.	EXPATRIATE FINANCIAL STRATEGIES LLC	Mar 3, 2025	Mar 17, 2025	14	Firm change	Ibd to new firm
WADDELL & REED	IC ADVISORY SERVICES, INC.	Jun 2, 2009	Jun 4, 2009	2	Firm change	Other

Relationships

Registered with (5)

→ LEO WEALTH AMERICAS, LLCRegistered adviserregistration: current employment
Apr 15, 2026 to presentfactForm ADV
→ LEO WEALTH, LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ EXPATRIATE FINANCIAL STRATEGIES LLCRegistered adviserregistration: previous registration
Mar 17, 2025 to Apr 8, 2025factForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 4, 2009 to Mar 3, 2025factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Nov 15, 2002 to Jun 2, 2009factForm ADV

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
David Swee Hock Lim left Expatriate Financial Strategies Llc for Leo Wealth, Llc (registered 2025-03-31)
Form ADVobserved 4 days ago
Occurred
Mar 3, 2025
Advisor changed firm
David Swee Hock Lim left Ic Advisory Services, Inc. for Expatriate Financial Strategies Llc (registered 2025-03-17)
Form ADVobserved 4 days ago