This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=7.0

Regulatory AUM

$512MItem 5.F on the latest filing (2026-06-03); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$512M

Private client RAUM

$512MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

22

RAUM per advisor

$23.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

21

Advisory employees

21

Offices

6Schedule D 1.F, beyond the principal office

Accounts

1,332

Individual clients

643

High net worth clients

341

SEC number

801-135043

CRD

338799

Filings on the tape

3

First filed

Feb 20, 2026

Latest filed

Jun 3, 2026

Organised

Limited Liability Company, DE

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d7ea3c24-fad5-dca2-74cc-652a9911b4a3

First observed

Feb 20, 2026

Last observed

Jun 3, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.