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M•••••• J•••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

M•••••• J•••• J•••••

Advisor at S••••••••• A•••• M••••••••• L••

Gilbert, AZ | WESTLAKE, TX

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Search this name across graphsid dfx:ria:0151d0c7-4a70-e862-141a-f02ebaf8f6de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 13, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••• M••••••••• L••	Independent wealth	Dec 5, 2022	n/a	yes	Gilbert, AZ\|WESTLAKE, TX	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	May 5, 2016	Apr 25, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	T• A••••••••• I••••••••• M••••••••• L••	Apr 25, 2017	May 5, 2016	-355	Firm change after gap	Other
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Apr 25, 2017

Relationships

Registered with (4)

→ S••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Dec 5, 2022 to presentfactForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 5, 2016 to Apr 25, 2017factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
May 5, 2016 to Apr 25, 2017factForm ADV
→ F••••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0151d0c7-4a70-e862-141a-f02ebaf8f6de
First observed: Sep 14, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.