DFX Intelligence

J••••• N••••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

J••••• N••••••• R••••••

Advisor at C••••• I••••••••• A••••••• L••

WOODCLIFF LAKE, NJ

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Search this name across graphsid dfx:ria:0169f317-706a-6bee-f4f2-970c57e410f6

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2002 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• P•••••••	Independent wealth	Sep 21, 2026	n/a	yes	WOODCLIFF LAKE, NJ	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 5, 2025	n/a	yes	WOODCLIFF LAKE, NJ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
1•• G••••• A••••••• I••	A•••••• A••••••• S•••••••	Oct 25, 2019	Oct 25, 2019

Relationships

Registered with (8)

→ C••••• P••••••• P•••••••Registered adviserregistration: current employment
Sep 21, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 5, 2025 to presentfactForm ADV
→ C•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Apr 8, 2016 to presentfactForm ADV
→ A•••••• A••••••• S•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0169f317-706a-6bee-f4f2-970c57e410f6
First observed: Jul 30, 2002
Last observed: Sep 22, 2026 33 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.