RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• N••••••• R••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Woodcliff Lake, Nj
- C•••••• A••••••• G••••• L•• state registered currentsince Apr 8, 2016 · Woodcliff Lake, Nj
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · Woodcliff Lake, Nj
- 1•• G••••• A••••••• I•• formerJul 7, 2017 to Oct 25, 2019 · Woodcliff Lake, Nj
- O••••••••• A•••• M••••••••• BD affiliatedApr 15, 2003 to Nov 14, 2007 · New York, Ny
- O••••••••• • C•• I••• BD affiliatedJan 3, 2003 to Dec 7, 2015 · New York, Ny
- C••• W•••• M•••••• C•••• unclassifiedJul 30, 2002 to Jan 3, 2003 · New York, Ny
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- O••••••••• • C•• I••• to O••••••••• A•••• M•••••••••left Dec 7, 2015, registered Apr 15, 2003 (-4619 days) · Other
- O••••••••• A•••• M••••••••• to C•••••• A••••••• G••••• L••left Nov 14, 2007, registered Apr 8, 2016 (3068 days) · Other
- C••• W•••• M•••••• C•••• to O••••••••• • C•• I•••left Jan 3, 2003, registered Jan 3, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address