DFX Intelligence

D••• R•••• S•• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

D••• R•••• S•• M••••

Advisor at T•• F•••••••• A•••••••

BREVARD, NC | GREENVILLE, SC

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Search this name across graphsid dfx:ria:016ec944-6107-07ba-9e84-c51e5273559a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 27, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 12, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• F•••••••• A•••••••	I•••••••••_WEALTH	Jan 8, 2025	n/a	yes	BREVARD, NC\|GREENVILLE, SC	Current employment
B•••• W•••••• L••	Former SEC adviser	Apr 24, 2019	Dec 31, 2024	no	Brevard, NC\|ATLANTA, GA\|ATLANTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• W•••••• L••	T•• F•••••••• A•••••••	Dec 31, 2024	Jan 8, 2025	8	Firm change	RIA to RIA
S•• M•••• F•••••••• A•••••••• L••	B•••• W•••••• L••	Aug 29, 2019	Apr 24, 2019

Relationships

Registered with (7)

→ T•• F•••••••• A•••••••Registered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ B•••• W•••••• L••Registered adviserregistration: previous registration
Apr 24, 2019 to Dec 31, 2024factForm ADV
→ S•• M•••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 7, 2013 to Aug 29, 2019factForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviser

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
D••• R•••• S•• M•••• left B•••• W•••••• L•• for T•• F•••••••• A••••••• (registered 2025-01-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:016ec944-6107-07ba-9e84-c51e5273559a
First observed: Oct 27, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.