DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Dean Roger St. Marie

The Fiduciary Allianceindependent RIABrevard, Nc IA-onlyIAPD 2029154

Certified Financial Planner

Feed of 09/15/2026

Also filed as Dean Roger Stmarie

At current firm

1 y

since Jan 8, 2025

In the industry

29 y

since Feb 12, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

The Fiduciary Alliance independent RIA current
since Jan 8, 2025 · Brevard, Nc
Bison Wealth, LLC former
Apr 24, 2019 to Dec 31, 2024 · Brevard, Nc
St. Marie Financial Advisors, LLC unclassified
Nov 7, 2013 to Aug 29, 2019 · Brevard, Nc
Independent Financial Partners BD affiliated
Oct 26, 2011 to Nov 4, 2013 · Brevard, Nc
Edward Jones national BD
Mar 3, 2008 to Oct 18, 2011 · Brevard, Nc
Cfg Wealth Management, LLC unclassified
Jun 29, 2006 to Mar 3, 2008 · Brevard, Nc
Transamerica Financial Advisors, LLC BD affiliated
Oct 27, 2003 to Dec 31, 2004 · Brevard, Nc

Moves

a registration end followed by a registration begin elsewhere

Bison Wealth, LLC to The Fiduciary Alliance
left Dec 31, 2024, registered Jan 8, 2025 (8 days) · RIA to RIA
St. Marie Financial Advisors, LLC to Bison Wealth, LLC
left Aug 29, 2019, registered Apr 24, 2019 (-127 days) · Other
Independent Financial Partners to St. Marie Financial Advisors, LLC
left Nov 4, 2013, registered Nov 7, 2013 (3 days) · Other
Edward Jones to Independent Financial Partners
left Oct 18, 2011, registered Oct 26, 2011 (8 days) · Other
Cfg Wealth Management, LLC to Edward Jones
left Mar 3, 2008, registered Mar 3, 2008 (0 days) · Other
Transamerica Financial Advisors, LLC to Cfg Wealth Management, LLC
left Dec 31, 2004, registered Jun 29, 2006 (545 days) · Other

Signals

Dean Roger St. Marie left Bison Wealth, Llc for The Fiduciary Alliance (registered 2025-01-08)
Dec 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address