DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at H••••••••• F•••••••• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| H••••••••• F•••••••• A••••••• | Bd affiliated wealth | Mar 12, 2026 | n/a | yes | AURORA, CO|Aurora, CO|COLUMBUS, OH | Current employment |
| E••••• J•••• | National bd RIA | Feb 25, 2026 | Mar 15, 2026 | no | ST. LOUIS, MO|AURORA, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E••••• J•••• | H••••••••• F•••••••• A••••••• | Mar 15, 2026 | Mar 12, 2026 | -3 | Firm change | Ibd to ibd |
| E•••••• A••••••• G••••• L•• | E••••• J•••• | Dec 16, 2025 | Feb 25, 2026 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 5393:159035:CO:2024-01-10 | Jan 10, 2024 | Dec 17, 2015 | LONE TREE, CO | Firm change after gap |
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Feb 8, 2024 | Dec 16, 2025 | no | GREENWOOD VILLAGE, CO|Aurora, CO | Previous registration |
| S••••• W••••• A•••••••• I••• | No RAUM reported | Dec 17, 2015 | Feb 23, 2018 | no | Lone Tree, CO | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Apr 27, 2015 | Jan 10, 2024 | no | Lone Tree, CO|Lone Tree, CO|WESTLAKE, TX|Westlake, TX|Lone Tree, CO | Previous registration |
| V•• A••••••• S••••••• | Former SEC adviser | Jul 16, 2014 | Oct 10, 2014 | no | CENTENNIAL, CO|OVERLAND PARK, KS | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Aug 1, 2013 | Jul 24, 2014 | no | SAN DIEGO, CA|SAN DIEGO, CA|FOLSOM, CA|FOLSOM, CA|FORT MILL, SC|FORT MILL, SC | Previous registration |
| G••••• W••••• M••••••••• I••• | Bd affiliated wealth | Aug 25, 2009 | Jul 22, 2013 | no | Englewood, CO|ENGLEWOOD, CO | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 1, 1999 | Dec 31, 2002 | no | PORTLAND, OR | Previous registration |
| 71 |
| Firm change |
| Ibd to ibd |
| C•••••• S••••• • C••• I••• | S••••• W••••• A•••••••• I••• | Jan 10, 2024 | Dec 17, 2015 | -2,946 | Channel change | Other |
| S••••• W••••• A•••••••• I••• | E•••••• A••••••• G••••• L•• | Feb 23, 2018 | Feb 8, 2024 | 2,176 | Firm change after gap | Other |
| V•• A••••••• S••••••• | C•••••• S••••• • C••• I••• | Oct 10, 2014 | Apr 27, 2015 | 199 | Firm change | Other |
| L•• F•••••••• L•• | V•• A••••••• S••••••• | Jul 24, 2014 | Jul 16, 2014 | -8 | Firm change | Other |
| G••••• W••••• M••••••••• I••• | L•• F•••••••• L•• | Jul 22, 2013 | Aug 1, 2013 | 10 | Firm change | Other |
| C•••••• S••••• • C••• I••• | G••••• W••••• M••••••••• I••• | Dec 31, 2002 | Aug 25, 2009 | 2,429 | Firm change after gap | Other |