RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• K••••••••
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Mar 12, 2026 · Aurora, Co
- E••••• J•••• national BDFeb 25, 2026 to Mar 15, 2026 · St. Louis, Mo
- E•••••• A••••••• G••••• L•• BD affiliatedFeb 8, 2024 to Dec 16, 2025 · Greenwood Village, Co
- S••••• W••••• A•••••••• I••• no RAUMDec 17, 2015 to Feb 23, 2018 · Lone Tree, Co
- C•••••• S••••• • C••• I••• national BDApr 27, 2015 to Jan 10, 2024 · Lone Tree, Co
- V•• A••••••• S••••••• formerJul 16, 2014 to Oct 10, 2014 · Centennial, Co
- L•• F•••••••• L•• BD affiliatedAug 1, 2013 to Jul 24, 2014 · San Diego, Ca
- G••••• W••••• M••••••••• I••• BD affiliatedAug 25, 2009 to Jul 22, 2013 · Englewood, Co
- C•••••• S••••• • C••• I••• national BDJan 1, 1999 to Dec 31, 2002 · Portland, Or
- E••••• J•••• to H••••••••• F•••••••• A•••••••left Mar 15, 2026, registered Mar 12, 2026 (-3 days) · Affiliated broker-dealer or bank to another
- E•••••• A••••••• G••••• L•• to E••••• J••••left Dec 16, 2025, registered Feb 25, 2026 (71 days) · Affiliated broker-dealer or bank to another
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Jan 10, 2024, registered Dec 17, 2015 (-2946 days) · channel change inside one enterprise, not a move · moved with a team
- S••••• W••••• A•••••••• I••• to E•••••• A••••••• G••••• L••left Feb 23, 2018, registered Feb 8, 2024 (2176 days) · Other
- V•• A••••••• S••••••• to C•••••• S••••• • C••• I•••left Oct 10, 2014, registered Apr 27, 2015 (199 days) · Other
- L•• F•••••••• L•• to V•• A••••••• S•••••••left Jul 24, 2014, registered Jul 16, 2014 (-8 days) · Other
- G••••• W••••• M••••••••• I••• to L•• F•••••••• L••left Jul 22, 2013, registered Aug 1, 2013 (10 days) · Other
- C•••••• S••••• • C••• I••• to G••••• W••••• M••••••••• I•••left Dec 31, 2002, registered Aug 25, 2009 (2429 days) · Other
- P••• K•••••••• left E••••• J•••• for H••••••••• F•••••••• A••••••• (registered 2026-03-12)Mar 15, 2026 · Advisor changed firm · fact
- P••• K•••••••• left E•••••• A••••••• G••••• L•• for E••••• J•••• (registered 2026-02-25)Dec 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address