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Advisor at S•• W•••••
Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•• W••••• | I•••••••••_WEALTH | Feb 7, 2024 | n/a | yes | Boston, MA | Current employment |
| F•••• C••••••• I••••••• S•••••••• I••• | Bd affiliated wealth | Feb 7, 2024 | n/a | yes | Boston, MA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••• C••••••• A•••• M••••••••• I•• | F•••• C••••••• I••••••• S•••••••• I••• | Dec 31, 2025 | Feb 7, 2024 | -693 | Firm change after gap | RIA to ibd |
| W•••• F•••• A••••••• | F•••• C••••••• A•••• M••••••••• I•• | Jan 9, 2024 | Feb 7, 2024 |
| Bd affiliated wealth |
| Feb 7, 2024 |
| Dec 31, 2025 |
| no |
| Boston, MA |
| Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Feb 27, 2020 | Jan 9, 2024 | no | TARPON SPRINGS, FL|BOSTON, MA|BOSTON, MA | Previous registration |
| M•• S••••••••• I••• | n/a | Sep 2, 2016 | Feb 3, 2020 | no | NEW YORK, NY|BOSTON, MA|Wilmington, DE | Previous registration |
| I••••••••• P•••••••• C••••••••• I••• | Former SEC adviser | Dec 11, 2014 | Jun 29, 2016 | no | BOCA RATON, FL | Previous registration |
| R•••• S•••••••• • A••••••••• L•• | Former SEC adviser | Aug 5, 2013 | Jan 22, 2014 | no | BOSTON, MA | Previous registration |
| C••••• C••••••• L•• | Former SEC adviser | Jun 15, 2011 | Feb 1, 2012 | no | DENVER, CO | Previous registration |
| E•••••••• P•••••••• S••••••••• I••• | I•••••••••_WEALTH | Sep 3, 2008 | May 5, 2011 | no | BERWYN, PA | Previous registration |
| 29 |
| Firm change |
| Wirehouse to RIA |
| M•• S••••••••• I••• | W•••• F•••• A••••••• | Feb 3, 2020 | Feb 27, 2020 | 24 | Firm change | Other |
| I••••••••• P•••••••• C••••••••• I••• | M•• S••••••••• I••• | Jun 29, 2016 | Sep 2, 2016 | 65 | Firm change | Other |
| R•••• S•••••••• • A••••••••• L•• | I••••••••• P•••••••• C••••••••• I••• | Jan 22, 2014 | Dec 11, 2014 | 323 | Firm change | Other |
| C••••• C••••••• L•• | R•••• S•••••••• • A••••••••• L•• | Feb 1, 2012 | Aug 5, 2013 | 551 | Firm change after gap | Other |
| E•••••••• P•••••••• S••••••••• I••• | C••••• C••••••• L•• | May 5, 2011 | Jun 15, 2011 | 41 | Firm change | Other |