DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Carl David Robinson

Svb Wealthindependent RIABoston, Madual registrantIAPD 5275078

Feed of 09/14/2026

Also filed as Carl David Robinson

At current firm

2 y

since Feb 7, 2024

In the industry

18 y

since Aug 26, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

First Citizens Investor Services, Inc. BD affiliated current
since Feb 7, 2024 · Boston, Ma
Svb Wealth independent RIA current
since Feb 7, 2024 · Boston, Ma
First Citizens Asset Management, Inc BD affiliated
Feb 7, 2024 to Dec 31, 2025 · Boston, Ma
Wells Fargo Advisors wirehouse
Feb 27, 2020 to Jan 9, 2024 · Tarpon Springs, Fl
M&T Securities, Inc. unclassified
Sep 2, 2016 to Feb 3, 2020 · New York, Ny
Independent Portfolio Consultants, Inc. former
Dec 11, 2014 to Jun 29, 2016 · Boca Raton, Fl
Ross, Sinclaire & Associates, LLC former
Aug 5, 2013 to Jan 22, 2014 · Boston, Ma
Curian Capital, LLC former
Jun 15, 2011 to Feb 1, 2012 · Denver, Co
Envestnet Portfolio Solutions, Inc. independent RIA
Sep 3, 2008 to May 5, 2011 · Berwyn, Pa

Moves

a registration end followed by a registration begin elsewhere

First Citizens Asset Management, Inc to First Citizens Investor Services, Inc.
left Dec 31, 2025, registered Feb 7, 2024 (-693 days) · RIA to affiliated broker-dealer or bank
Wells Fargo Advisors to First Citizens Asset Management, Inc
left Jan 9, 2024, registered Feb 7, 2024 (29 days) · Wirehouse to independent RIA
M&T Securities, Inc. to Wells Fargo Advisors
left Feb 3, 2020, registered Feb 27, 2020 (24 days) · Other
Independent Portfolio Consultants, Inc. to M&T Securities, Inc.
left Jun 29, 2016, registered Sep 2, 2016 (65 days) · Other
Ross, Sinclaire & Associates, LLC to Independent Portfolio Consultants, Inc.
left Jan 22, 2014, registered Dec 11, 2014 (323 days) · Other
Curian Capital, LLC to Ross, Sinclaire & Associates, LLC
left Feb 1, 2012, registered Aug 5, 2013 (551 days) · Other
Envestnet Portfolio Solutions, Inc. to Curian Capital, LLC
left May 5, 2011, registered Jun 15, 2011 (41 days) · Other

Signals

Carl David Robinson left First Citizens Asset Management, Inc for First Citizens Investor Services, Inc. (registered 2024-02-07)
Dec 31, 2025 · Advisor changed firm · fact
Carl David Robinson left Wells Fargo Advisors for First Citizens Asset Management, Inc (registered 2024-02-07)
Jan 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address