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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst11 years in industry

Casey Daniel Paton

Advisor at BEACON POINTE ADVISORS, LLC

Boston, MA | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:0178cb4e-712c-0296-126f-18b19a7b2b6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 28, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEACON POINTE ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66|S63
First exam: Aug 27, 2019
First registration: Jul 28, 2020
Dual registered: no
Other names: Casey Paton
IAPD individual key: 5382194

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEACON POINTE ADVISORS, LLC	Independent wealth	Aug 12, 2026	n/a	yes	Boston, MA\|NEWPORT BEACH, CA	Current employment
SVB WEALTH	Independent wealth	Feb 23, 2022	Aug 11, 2026	no	Newton, MA\|Boston, MA	Previous registration
SVB INVESTMENT SERVICES INC.	Former SEC adviser	Sep 13, 2021	Jul 29, 2022	no	Newton, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 28, 2020	Aug 31, 2021	no	ANDOVER, MA\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SVB WEALTH	BEACON POINTE ADVISORS, LLC	Aug 11, 2026	Aug 12, 2026	1	Firm change	RIA to RIA
SVB INVESTMENT SERVICES INC.	SVB WEALTH	Jul 29, 2022	Feb 23, 2022	-156	Bulk transfer	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SVB INVESTMENT SERVICES INC.	Aug 31, 2021	Sep 13, 2021	13	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ BEACON POINTE ADVISORS, LLCRegistered adviserregistration: current employment
Aug 12, 2026 to presentfactForm ADV
→ SVB WEALTHRegistered adviserregistration: previous registration
Feb 23, 2022 to Aug 11, 2026factForm ADV
→ SVB INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Sep 13, 2021 to Jul 29, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 28, 2020 to Aug 31, 2021factForm ADV

Dated events

Occurred
Aug 11, 2026
Advisor changed firm
Casey Daniel Paton left Svb Wealth for Beacon Pointe Advisors, Llc (registered 2026-08-12)
Form ADVobserved 4 days ago