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Advisor at OSAIC ADVISORY SERVICES, LLC
San Ramon, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 8, 2024 | n/a | yes | San Ramon, CA | Current employment |
| FOOTHILL SECURITIES, INC. | Former SEC adviser | Dec 9, 2016 | Dec 31, 2016 | no | San Ramon, CA | Previous registration |
| ARBOR POINT ADVISORS | Former SEC adviser | Dec 8, 2016 | Nov 8, 2024 | no | SAN RAMON, CA | Previous registration |
| FOOTHILL SECURITIES, INC. | Former SEC adviser | Jan 2, 2004 | Dec 8, 2016 | no | SAN RAMON, CA|Santa Clara, CA|SANTA CLARA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | FOOTHILL SECURITIES, INC. | Nov 8, 2024 | Dec 9, 2016 | -2,891 | Firm change after gap | Other |
| FOOTHILL SECURITIES, INC. | OSAIC ADVISORY SERVICES, LLC | Dec 31, 2016 | Nov 8, 2024 | 2,869 | Firm change after gap | Other |
| FOOTHILL SECURITIES, INC. | ARBOR POINT ADVISORS | Dec 8, 2016 | Dec 8, 2016 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:1027:CA:2024-11-08 | Nov 8, 2024 | Dec 9, 2016 | SAN RAMON, CA | Firm change after gap |
| 1027:171070:CA:2016-12-31 | Dec 31, 2016 | Nov 8, 2024 | SAN RAMON, CA | Firm change after gap |
| 1027:165127:CA:2016-12-08 | Dec 8, 2016 | Dec 8, 2016 | SANTA CLARA, CA | Firm change |