DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O•••• C••••••• L••
O••••, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• C••••••• L•• | State registered | Jul 31, 2025 | n/a | yes | O••••, FL | Current employment |
| K••••• A•••••••• I••• | Bd affiliated wealth | Jan 9, 2012 | Aug 21, 2015 | no | FT. LAUDERDALE, FL|O••••, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A•••••••• I••• | O•••• C••••••• L•• | Aug 21, 2015 | Jul 31, 2025 | 3,632 | Firm change after gap | Other |
| B••••••••• L•• | K••••• A•••••••• I••• | Nov 8, 2011 | Jan 9, 2012 |
| B••••••••• L•• | Former SEC adviser | Feb 10, 2011 | Nov 8, 2011 | no | BOCA RATON, FL|O••••, FL|O••••, FL | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Aug 12, 2009 | Jan 26, 2011 | no | O••••, FL | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Jan 2, 2006 | Oct 10, 2009 | no | GAINESVILLE, FL|GAINESVILLE, FL|O••••, FL | Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Oct 7, 2004 | Dec 15, 2006 | no | O••••, FL|GAINESVILLE, FL | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Jul 10, 2000 | Oct 27, 2004 | no | O••••, FL | Previous registration |
| Firm change |
| Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | B••••••••• L•• | Jan 26, 2011 | Feb 10, 2011 | 15 | Firm change | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 10, 2009 | Aug 12, 2009 | -59 | Bulk transfer | Other |
| R•••••• J•••• • A••••••••• I••• | R•••••• J•••• F•••••••• S•••••••• I••• | Dec 15, 2006 | Jan 2, 2006 | -347 | Firm change after gap | Other |
| S••••••• I••••••••• S•••••••• I••• | R•••••• J•••• • A••••••••• I••• | Oct 27, 2004 | Oct 7, 2004 | -20 | Firm change | Other |