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Reading the graph
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Advisor at I••••••••• W••••• C••••••• L••
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• W••••• C••••••• L•• | Independent wealth | Jul 13, 2021 | n/a | yes | BOSTON, MA | Current employment |
| C••••• • M•••••••• I••• | Former SEC adviser | Nov 8, 2012 | Jul 12, 2021 | no | BOSTON, MA|SIMSBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••• • M•••••••• I••• | I••••••••• W••••• C••••••• L•• | Jul 12, 2021 | Jul 13, 2021 | 1 | Firm change | RIA to RIA |
| W••••••• E•••• • C••••••• I••• | C••••• • M•••••••• I••• | Oct 12, 2012 | Nov 8, 2012 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 164:284656:CT:2021-07-12 | Jul 12, 2021 | Jul 13, 2021 | SIMSBURY, CT | Firm change |
| W••••••• E•••• • C••••••• I••• | Former SEC adviser | May 8, 2009 | Oct 12, 2012 | no | BOSTON, MA|BOSTON, MA | Previous registration |
| B••••• G••••• A•••• M••••••••• | Bd affiliated wealth | Mar 11, 2005 | Jun 23, 2009 | no | NEEDHAM, MA | Previous registration |
| 27 |
| Firm change |
| Other |
| B••••• G••••• A•••• M••••••••• | W••••••• E•••• • C••••••• I••• | Jun 23, 2009 | May 8, 2009 | -46 | Firm change after gap | Other |