RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• G••••• S•••••••
- I••••••••• W••••• C••••••• L•• independent RIA currentsince Jul 13, 2021 · Boston, Ma
- C••••• • M•••••••• I••• formerNov 8, 2012 to Jul 12, 2021 · Boston, Ma
- W••••••• E•••• • C••••••• I••• formerMay 8, 2009 to Oct 12, 2012 · Boston, Ma
- B••••• G••••• A•••• M••••••••• BD affiliatedMar 11, 2005 to Jun 23, 2009 · Needham, Ma
- C••••• • M•••••••• I••• to I••••••••• W••••• C••••••• L••left Jul 12, 2021, registered Jul 13, 2021 (1 days) · RIA to RIA · moved with a team
- W••••••• E•••• • C••••••• I••• to C••••• • M•••••••• I•••left Oct 12, 2012, registered Nov 8, 2012 (27 days) · Other
- B••••• G••••• A•••• M••••••••• to W••••••• E•••• • C••••••• I•••left Jun 23, 2009, registered May 8, 2009 (-46 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address