DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

DAVID STUART SMITH II

Advisor at STRATEGIC ADVISERS LLC

JACKSONVILLE, FL | NEPTUNE BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:01a284ff-b4c5-9f31-4451-d8f82f98f364

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63|S66
First exam: Oct 13, 1995
First registration: Jul 8, 2002
Dual registered: yes, broker-dealer
Other names: David Stuart Smith|David Smith
IAPD individual key: 2594595

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	JACKSONVILLE, FL\|NEPTUNE BEACH, FL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jan 28, 2020	Mar 31, 2025	no	JACKSONVILLE, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 18, 2018	Dec 16, 2019	no	JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 27, 2009	Jan 8, 2013	no	Ft Lauderdale, FL\|JACKSONVILLE BEACH, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 8, 2002	May 20, 2009	no	PENNEY FARMS, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Dec 16, 2019	Jan 28, 2020	43	Firm change	Wirehouse to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 8, 2013	Jan 18, 2018	1,836	Firm change after gap	Ibd to wirehouse
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	May 20, 2009	Aug 27, 2009	99	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jan 28, 2020 to Mar 31, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 18, 2018 to Dec 16, 2019factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 27, 2009 to Jan 8, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 8, 2002 to May 20, 2009factForm ADV

Dated events

No dated event names this entity yet.