DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Obermeyer Wealth Partners

Independent wealth managerAspen, ColoradoCRD 110069SEC 801-54953website IAPD

Legal name Obermeyer Wood Investment Counsel, Lllp

Latest filing Sep 14, 2026

First filing on the tape Feb 24, 2012 · 60 filings

SEC status approved since Oct 10, 1997

RAUM

$3.0B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

90%

$2.7B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$169M

derived; firm RAUM over IAPD count

Employees

15 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

60 filings and snapshots on the tape

RAUM$3.0B as of Jul 31, 2026

Feb 24, 2012$767M then

HNW client RAUM$2.5B as of Jul 31, 2026

Mar 29, 2018$1.2B then

State-registered IARs (5.B.3)15 as of Jul 31, 2026

Mar 20, 20131 then

Employees (5.A)31 as of Jul 31, 2026

Mar 20, 201311 then

Private funds: no history

RAUM +16% over the last fiscal year+17% a year over threeIARs 13 to 15

Practice profile

derived from the filing of Sep 14, 2026; every figure names its basis

RAUM per advisor: $169MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 62derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.5MderivedHNW RAUM over HNW clients
Average account: $1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 2.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.7derivedItem 5.A over advisors
Advisors per office: 4.5derived4 offices incl. principal (1.F.5)
RAUM growth, one year: +16%derivedbetween the last two annual amendments
Advisor growth, one year: +15%derivedItem 5.B.3 between annual amendments
Client growth, one year: +15%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Custody: $1.2B, 484 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$2.5B84%
Corporations and businesses$230M7.6%
Individuals$177M5.8%
Charitable organizations$57.8M1.9%
State and municipal entities$22.2M0.7%
Pension and profit-sharing plans$5.2M0.2%

Individual clients: 545reported
HNW clients: 570reported
Pension plan clients: 2reported
Charitable clients: 21reported
Accounts: 2,732reported
Financial planning clients: 101-250reported
Wrap fee programs: noreported
Custody of client assets: $1.2B for 484 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.9 fund_share=0.0 institutional_share=0.03 related_bd= related_bank= bd_reps=0.0derived

Advisors registered through the firm

18 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Roger David HennefeldChartered Financial Analyst	Aspen, Co	Jan 1, 1999	18 y	0
Alexandra Flynn Phillips	Aspen, Co	Dec 19, 2005	29 y	0
Dana Lyn NightingaleCertified Financial Planner, Chartered Financial Analyst	Aspen, Co	Mar 20, 2013	14 y	0
Bret Rosensweig Hirsh	Aspen, Co	Aug 21, 2018	10 y	0
Nicholas Sebastian BarnesChartered Financial Analyst	Denver, Co	Nov 10, 2021	12 y	1
Brian Sheehan Brady	Aspen, Co	Nov 10, 2021	11 y	0
Kim Evette Brown	Aspen, Co	Dec 6, 2021	16 y	0
Brooke GaisCertified Financial Planner	Aspen, Co	Sep 29, 2023	11 y	0
Hayden Merrick PorterCertified Financial Planner	Aspen, Co	Nov 20, 2023	12 y	2
Adam Maxwell Savin	Aspen, Co	Feb 28, 2024	33 y	1
Ryan John Collopy	Aspen, Co	Jul 3, 2025	12 y	0
Caroline Barns Duke	Aspen, Co	Jul 28, 2025	10 y	1
Jeffrey H. Susman	Denver, Co	Aug 21, 2025	26 y	2
Owen Thomas Wilson	Aspen, Co	Aug 25, 2025	11 y	0
Matthew David Ladley	Aspen, Co	Jan 12, 2026	21 y	0
Matthew James Popish	Aspen, Co	Jan 28, 2026	11 y	0
William Kineo Gorman	Aspen, Co	May 8, 2026	10 y	0
Maya Dammen	Aspen, Co	Jun 17, 2026	11 y	1

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

Maia Andrea Babbs to Lariat Wealth Management
Jan 19, 2021 · RIA to a state-registered adviser
John Robert Goltermann to Highgate Securities Investments
Nov 16, 2016 · Other
Bradley Lowe Zanin to Aspen Financial Solutions, LLC
Feb 24, 2014 · Other

Joined, latest

Maya Dammen from Strategic Advisers LLC
Jun 17, 2026 · Affiliated broker-dealer or bank to independent RIA
Jeffrey H. Susman from J.P. Morgan Securities LLC
Aug 21, 2025 · Wirehouse to independent RIA
Caroline Barns Duke from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jul 28, 2025 · Wirehouse to independent RIA
Adam Maxwell Savin from Booth Creek Capital Management LP
Feb 28, 2024 · Other
Hayden Merrick Porter from LPL Financial LLC
Nov 20, 2023 · Affiliated broker-dealer or bank to independent RIA
Nicholas Sebastian Barnes from Vantage Investment Partners, LLC
Nov 10, 2021 · RIA to RIA

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Sheehan Brian Brady · Vice President And Limited Partnercontrol
since 01/2026 · owns less than 5%
Worsham Lee Dines · Limited Partner And Svp Emerituscontrol
since 10/2014 · owns 5% to 10%
Joseph Stephen Fleischer · Chief Compliance Officercontrol
since 07/2026 · owns less than 5%
Brooke Gais · Vice President And Limited Partnercontrol
since 01/2026 · owns less than 5%
David Roger Hennefeld · Limited Partner And Vice Presidentcontrol
since 02/2008 · owns less than 5%
Rosensweig Bret Hirsh · Limited Partner And Vice Presidentcontrol
since 08/2018 · owns less than 5%
Lyn Dana Nightingale · Limited Partner And Senior Vice Presidentcontrol
since 01/2017 · owns 5% to 10%
S Helen Obermeyer · General Partnercontrol
since 10/2024 · owns less than 5%
Raymond Walter Obermeyer · General Partner, Chairman And Chief Investment Officercontrol
since 10/2014 · owns less than 5%
Flynn Alexandra Phillips · General Partner, Limited Partner And Presidentcontrol
since 10/2014 · owns 10% to 25%
Alexander Charlton Rugg · Chief Compliance Officercontrol
since 03/2017 · owns less than 5%
Maxwell Adam Savin · Limited Partner And Vice Presidentcontrol
since 01/2024 · owns less than 5%
Raymond Walter Obermeyer · Principalcontrol
since 10/2014 · owns 50% to 75% of Walter R. Obermeyer Holdings, Inc.
Tod George Wood · Limited Partner And Vice President
since 10/2014 · owns less than 5%

Entity owners

Walter R. Obermeyer Holdings, · Limted Partner Emeritus
direct · owns 50% to 75%
Walter R. Obermeyer Holdings, Inc. · Managing Member
direct · owns 50% to 75%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Aspen, Co · principal	18	4	0
Denver, Co	6	2	0

Offices

Schedule D 1.F, the 25 largest

Denver, CO6 employees
, 1 employees

ADV anomalies

7 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 14, 2026
OBERMEYER, HELEN, S (GENERAL PARTNER) appeared on Schedule A between the filings of 2024-03-28 and 2026-09-14
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Sep 14, 2026
FLEISCHER, STEPHEN, JOSEPH (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-03-28 and 2026-09-14
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Sep 14, 2026
Gais, BROOKE (VICE PRESIDENT AND LIMITED PARTNER) appeared on Schedule A between the filings of 2024-03-28 and 2026-09-14
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Sep 14, 2026
Brady, Brian, Sheehan (VICE PRESIDENT AND LIMITED PARTNER) appeared on Schedule A between the filings of 2024-03-28 and 2026-09-14
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Sep 14, 2026
OBERMEYER, WALTER, RAYMOND (PRINCIPAL) left Schedule A between the filings of 2024-03-28 and 2026-09-14
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Sep 14, 2026
DINES, LEE, WORSHAM (LIMITED PARTNER AND SVP EMERITUS) left Schedule A between the filings of 2024-03-28 and 2026-09-14
peers: independent wealth managers, $1B to $5B (1,360)
control person changedChange between filings · filing Sep 14, 2026
Rugg, Charlton, Alexander (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-03-28 and 2026-09-14
peers: independent wealth managers, $1B to $5B (1,360)

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · 101-250 to 101-250
Jul 31, 2026 to Sep 14, 2026
Related adviser · false to unset
Jul 31, 2026 to Sep 14, 2026
Related bank · false to unset
Jul 31, 2026 to Sep 14, 2026
Related broker-dealer · false to unset
Jul 31, 2026 to Sep 14, 2026
Related insurance company · false to unset
Jul 31, 2026 to Sep 14, 2026
Succession · false to unset
Jul 31, 2026 to Sep 14, 2026
Employees · 33 to 31
Mar 27, 2026 to Apr 10, 2026
Charity clients · 20 to 21
Nov 19, 2025 to Mar 27, 2026
Corporate clients · 20 to 18
Nov 19, 2025 to Mar 27, 2026
HNW clients · 548 to 570
Nov 19, 2025 to Mar 27, 2026
Individual clients · 424 to 545
Nov 19, 2025 to Mar 27, 2026
Assets in custody · $920M to $1.2B
Nov 19, 2025 to Mar 27, 2026
Employees · 28 to 33
Nov 19, 2025 to Mar 27, 2026
State-registered IARs · 13 to 15
Nov 19, 2025 to Mar 27, 2026
Discretionary RAUM · $2.6B to $3.0B
Nov 19, 2025 to Mar 27, 2026
HNW RAUM · $2.2B to $2.5B
Nov 19, 2025 to Mar 27, 2026
Individual RAUM · $147M to $177M
Nov 19, 2025 to Mar 27, 2026
Pension RAUM · $1.1M to $5.2M
Nov 19, 2025 to Mar 27, 2026
RAUM · $2.6B to $3.0B
Nov 19, 2025 to Mar 27, 2026
Accounts · 2,552 to 2,732
Nov 19, 2025 to Mar 27, 2026
Advisory employees · 13 to 15
Nov 19, 2025 to Mar 27, 2026
Financial planning clients · 101-250 to 101-250
Mar 24, 2025 to May 29, 2025
Accounts · 2,385 to 2,552
Jan 14, 2025 to Mar 24, 2025
Advisory employees · 14 to 13
Jan 14, 2025 to Mar 24, 2025
Charity clients · 22 to 20
Jan 14, 2025 to Mar 24, 2025
Corporate clients · 19 to 20
Jan 14, 2025 to Mar 24, 2025
HNW clients · 516 to 548
Jan 14, 2025 to Mar 24, 2025
Individual clients · 417 to 424
Jan 14, 2025 to Mar 24, 2025
Assets in custody · $704M to $920M
Jan 14, 2025 to Mar 24, 2025
Employees · 24 to 28
Jan 14, 2025 to Mar 24, 2025
Financial planning clients · 51-100 to 101-250
Jan 14, 2025 to Mar 24, 2025
State-registered IARs · 14 to 13
Jan 14, 2025 to Mar 24, 2025
Discretionary RAUM · $2.4B to $2.6B
Jan 14, 2025 to Mar 24, 2025
HNW RAUM · $2.0B to $2.2B
Jan 14, 2025 to Mar 24, 2025
Individual RAUM · $227M to $147M
Jan 14, 2025 to Mar 24, 2025
Pension RAUM · $1.0M to $1.1M
Jan 14, 2025 to Mar 24, 2025
RAUM · $2.4B to $2.6B
Jan 14, 2025 to Mar 24, 2025
Business name · OBERMEYER WOOD INVESTMENT COUNSEL, LLLP to OBERMEYER WEALTH PARTNERS
Dec 17, 2024 to Jan 14, 2025
Accounts · 2,344 to 2,385
Apr 10, 2024 to Jun 13, 2024
Charity clients · 23 to 22
Apr 10, 2024 to Jun 13, 2024

Signals

7 dated events

Obermeyer Wood Investment Counsel, Lllp reported succeeding to the business of Another Adviser (Form ADV Item 4)
Mar 28, 2024 · Succession (Item 4) · fact
Maxwell Adam Savin (Limited Partner And Vice President) appeared on Schedule A of Obermeyer Wealth Partners
Mar 28, 2024 · Control person joined · fact
Francis George Wood (Co-Founder Emeritus) no longer on Schedule A of Obermeyer Wealth Partners (listed 2023-11-13, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
Obermeyer Wealth Partners reported RAUM $2.0B, up 27% from $1.5B (2020-11-09 to 2021-03-30)
Mar 30, 2021 · RAUM change · derived
Andrea Maia Babbs (Limited Partner And Vice President) no longer on Schedule A of Obermeyer Wealth Partners (listed 2020-11-09, absent 2021-03-30)
Mar 30, 2021 · Control person left · inference
Bret Hirsh (Vice President) appeared on Schedule A of Obermeyer Wealth Partners
Mar 29, 2019 · Control person joined · fact
Andrea Maia Babbs (Vice President) appeared on Schedule A of Obermeyer Wealth Partners
Mar 29, 2019 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: ttucker@obermeyerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: ali@obermeyerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: allyson@obermeyerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: anna@obermeyerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: apagett@obermeyerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: charlie@obermeyerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: chris@obermeyerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: elise@obermeyerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: jody@obermeyerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: kimbo@obermeyerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: kmcgrain@obermeyerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: mikaela@obermeyerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $169Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026