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Reading the graph
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Advisor at C••••••••• P•••••••• L••
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••••• P•••••••• L•• | Independent wealth | Oct 5, 2015 | n/a | yes | DALLAS, TX | Current employment |
| F•••••••• A••••••• G•••• L••••• | Independent wealth | May 26, 2003 | Dec 31, 2015 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• A••••••• G•••• L••••• | C••••••••• P•••••••• L•• | Dec 31, 2015 | Oct 5, 2015 | -87 | Firm change after gap | Other |
| S••••• A•••••• S•••••••• | F•••••••• A••••••• G•••• L••••• | Oct 14, 2015 |
| Previous registration |
| S••••• A•••••• S•••••••• | Former SEC adviser | May 21, 2003 | Oct 14, 2015 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| G••• C•••••• M••••••••• I•• | n/a | May 16, 2003 | Dec 31, 2003 | no | DALLAS, TX | Previous registration |
| -4,524 |
| Firm change after gap |
| Other |
| G••• C•••••• M••••••••• I•• | S••••• A•••••• S•••••••• | Dec 31, 2003 | May 21, 2003 | -224 | Firm change after gap | Other |