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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

SUMMIT ADVISOR SOLUTIONS

SAS CAPITAL MANAGEMENT, LLC, CRD 118581

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9fa44e8-3353-8fd7-06ca-962401750284

Data as of Nov 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 27
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Nov 30, 2016
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.0BItem 5.F on the latest filing (2016-11-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.0B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 0
Accounts: 10,213
SEC number: 801-60900
CRD: 118581
Filings on the tape: 33
First filed: Mar 28, 2012
Latest filed: Nov 30, 2016
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AEQUITAS MANAGEMENT, LLC.	AEQUITAS MANAGEMENT, LLC IS A MEMBER OF AEQUITAS HOLDINGS, LLC	E	yes	02/2007	Mar 31, 2015	Nov 30, 2016
ANDERS, LARRY, KEITH	LARRY ANDERS IS A MEMBER OF SUMMIT ALLIANCE CAPITAL, LLC	D	yes	09/2000	Mar 28, 2012	Nov 30, 2016
ARGENTUS HOLDINGS, LLC	ARGENTUS HOLDINGS, LLC IS A MEMBER OF SAS CAPITAL PARTNERS, LLC	C	yes	07/2014	Jul 30, 2014	Nov 30, 2016
FEEHAN, TIMOTHY, JOSEPH	CHIEF EXECUTIVE OFFICER	B	yes	03/2015	Mar 31, 2015	Nov 30, 2016
FEEHAN, TIMOTHY, JOSEPH	TIMOTHY FEEHAN IS A MEMBER OF SCA HOLDINGS, LLC.	C	yes	07/2014	Mar 31, 2015	Nov 30, 2016
LESTER, GINA, A	GINA LESTER IS A PARTNER OF TIMBER RIDGE PARTNERS, LP	C	yes	06/2001	Mar 28, 2012	Nov 30, 2016
LESTER, MICHAEL, EDWARD	President	B	yes	04/2015	Mar 28, 2012	Nov 30, 2016
LESTER, MICHAEL, EDWARD	MICHAEL LESTER IS A PARTNER OF TIMBER RIDGE PARTNERS, LP	C	yes	06/2001	Mar 28, 2012	Nov 30, 2016
NORTH TIMBER CAPITAL, LC	NORTH TIMBER CAPITAL IS A GENERAL PARTNER OF TIMBER RIDGE PARTNERS	F	yes	06/2001	Mar 28, 2012	Nov 30, 2016
RICHISON, MARK, BURT	Cfo	Na	yes	03/2016	Mar 31, 2016	Nov 30, 2016
ROBERTSON, RONALD, JAY	RONALD ROBERTSON IS A MEMBER OF SCA HOLDINGS, LLC.	C	yes	07/2014	Mar 31, 2015	Nov 30, 2016
SAS CAPITAL PARTNERS, LLC	Owner	E	yes	11/2001	Jun 17, 2015	Nov 30, 2016
SCA HOLDINGS, LLC.	SCA HOLDINGS, LLC IS A MEMBER OF SAS CAPITAL PARTNERS, LLC	E	yes	07/2014	Mar 31, 2015	Nov 30, 2016
SUMMIT ALLIANCE CAPITAL, LLC	SUMMIT ALLIANCE CAPITAL, LLC IS A MEMBER OF ARGENTUS HOLDINGS, LLC	E	yes	01/2000	Mar 28, 2012	Nov 30, 2016
TIMBER RIDGE PARTNERS, L.P.	TIMBER RIDGE PARTNERS, LP IS A MEMBER OF SUMMIT ALLIANCE CAPITAL, LLC	C	yes	06/2001	Mar 31, 2015	Nov 30, 2016
ROSSI, NICHOLAS, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	no	05/2016	May 5, 2016	Nov 30, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PRIVATE ADVISORY GROUP LLC	n/a	Independent wealth	$2.1B	N	yes	n/a
ARGENTUS ADVISORS, LLC	n/a	Independent wealth	$468M	N	yes	n/a
GENESIS CAPITAL LLC	n/a	Former SEC adviser	$6.2M	N	yes	n/a
CHARLES KITSMAN	n/a	n/a	n/a	Y	no	n/a
GENESIS GENERAL PARTNERS, LLC	n/a	n/a	n/a	N	yes	n/a
MATTHEW SANES	n/a	n/a	n/a	Y	no	n/a
MATTHEW SANES	n/a	n/a	n/a	Y	no	n/a
RP CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a
WILLIAM RIDDICK	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
GIG HARBOR	FL	United States	n/a	no
Dallas	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 31, 2016	$2.0B	$2.0B	36	8	n/a	n/a	n/a
2014	Mar 31, 2015	$1.9B	$1.9B	20	5	n/a	n/a	n/a
2013	Mar 31, 2014	$911M	$911M	21	8	n/a	n/a	n/a
2012	Apr 1, 2013	$900M	$900M	22	22	n/a	n/a	n/a
2011	Mar 28, 2012	$690M	$690M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$2.0B	$1.9B	5.7%	$900M	29.6%	3	20	n/a	n/a

Relationships

Affiliated with (6)

← GENESIS CAPITAL LLCRegistered adviserother investment adviser, common control
factForm ADV
→ FORTITUDE ADVISORY GROUP L.L.C.Registered adviserother investment adviser, common control
factForm ADV
→ GENESIS CAPITAL LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ PRIVATE ADVISORYRegistered adviserother investment adviser, common control
factForm ADV
← SCARegistered adviserother investment adviser, common control
factForm ADV
← AWM SERVICES, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (13)

← LESTER, MICHAEL, EDWARDOwnerMICHAEL LESTER IS A PARTNER OF TIMBER RIDGE PARTNERS, LP, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← ANDERS, LARRY, KEITHOwnerLARRY ANDERS IS A MEMBER OF SUMMIT ALLIANCE CAPITAL, LLC, ownership code D, individual
Mar 28, 2012 to presentfactForm ADV
← FEEHAN, TIMOTHY, JOSEPHOwnerTIMOTHY FEEHAN IS A MEMBER OF SCA HOLDINGS, LLC., ownership code C, individual
Mar 31, 2015 to presentfactForm ADV
← ROBERTSON, RONALD, JAYOwnerRONALD ROBERTSON IS A MEMBER OF SCA HOLDINGS, LLC., ownership code C, individual
Mar 31, 2015 to presentfactForm ADV
← LESTER, GINA, AOwnerGINA LESTER IS A PARTNER OF TIMBER RIDGE PARTNERS, LP, ownership code C, individual
Mar 28, 2012 to presentfactForm ADV
← RICHISON, MARK, BURTOwnerCFO, ownership code NA, individual
Mar 31, 2016 to presentfactForm ADV
← AEQUITAS MANAGEMENT, LLC.OwnerAEQUITAS MANAGEMENT, LLC IS A MEMBER OF AEQUITAS HOLDINGS, LLC, ownership code E, domestic entity
Mar 31, 2015 to presentfactForm ADV
← ARGENTUS HOLDINGS, LLCOwnerARGENTUS HOLDINGS, LLC IS A MEMBER OF SAS CAPITAL PARTNERS, LLC, ownership code C, domestic entity
Jul 30, 2014 to presentfactForm ADV
← NORTH TIMBER CAPITAL, LCOwnerNORTH TIMBER CAPITAL IS A GENERAL PARTNER OF TIMBER RIDGE PARTNERS, ownership code F, domestic entity
Mar 28, 2012 to presentfactForm ADV
← SAS CAPITAL PARTNERS, LLCOwnerOWNER, ownership code E, domestic entity
Jun 17, 2015 to presentfactForm ADV
← SCA HOLDINGS, LLC.OwnerSCA HOLDINGS, LLC IS A MEMBER OF SAS CAPITAL PARTNERS, LLC, ownership code E, domestic entity
Mar 31, 2015 to presentfactForm ADV
← SUMMIT ALLIANCE CAPITAL, LLCOwnerSUMMIT ALLIANCE CAPITAL, LLC IS A MEMBER OF ARGENTUS HOLDINGS, LLC, ownership code E, domestic entity
Mar 28, 2012 to presentfactForm ADV
← TIMBER RIDGE PARTNERS, L.P.OwnerTIMBER RIDGE PARTNERS, LP IS A MEMBER OF SUMMIT ALLIANCE CAPITAL, LLC, ownership code C, domestic entity
Mar 31, 2015 to presentfactForm ADV

Owns (1)

← ROSSI, NICHOLAS, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 5, 2016 to presentfactForm ADV

Registered with (5)

← CHARLES RUSSELL BORQUISTAdvisorregistration: previous registration
Mar 17, 2016 to Nov 30, 2016factForm ADV
← JONATHAN ANDREW TAYLORAdvisorregistration: previous registration
Feb 16, 2016 to Sep 14, 2016factForm ADV
← DOUGLAS WAYNE GILLAdvisorregistration: previous registration
May 21, 2003 to Oct 14, 2015factForm ADV
← ROBERT PHILIP SCHLANGENAdvisorregistration: previous registration
Nov 20, 2013 to Feb 28, 2014factForm ADV
← Jeremy GoveAdvisorregistration: previous registration
Jan 25, 2012 to Feb 23, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9fa44e8-3353-8fd7-06ca-962401750284
First observed: Mar 28, 2012
Last observed: Nov 30, 2016 119 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUMMIT ADVISOR SOLUTIONS

SAS CAPITAL MANAGEMENT, LLC, CRD 118581

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c9fa44e8-3353-8fd7-06ca-962401750284

Data as of Nov 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AEQUITAS MANAGEMENT, LLC.

AEQUITAS MANAGEMENT, LLC IS A MEMBER OF AEQUITAS HOLDINGS, LLC

yes

02/2007

Mar 31, 2015

Nov 30, 2016

ANDERS, LARRY, KEITH

LARRY ANDERS IS A MEMBER OF SUMMIT ALLIANCE CAPITAL, LLC

yes

09/2000

Mar 28, 2012

Nov 30, 2016

ARGENTUS HOLDINGS, LLC

ARGENTUS HOLDINGS, LLC IS A MEMBER OF SAS CAPITAL PARTNERS, LLC

yes

07/2014

Jul 30, 2014

Nov 30, 2016

FEEHAN, TIMOTHY, JOSEPH

CHIEF EXECUTIVE OFFICER

yes

03/2015

Mar 31, 2015

Nov 30, 2016

FEEHAN, TIMOTHY, JOSEPH

TIMOTHY FEEHAN IS A MEMBER OF SCA HOLDINGS, LLC.

yes

07/2014

Mar 31, 2015

Nov 30, 2016

LESTER, GINA, A

GINA LESTER IS A PARTNER OF TIMBER RIDGE PARTNERS, LP

yes

06/2001

Mar 28, 2012

Nov 30, 2016

LESTER, MICHAEL, EDWARD

President

yes

04/2015

Mar 28, 2012

Nov 30, 2016

LESTER, MICHAEL, EDWARD

MICHAEL LESTER IS A PARTNER OF TIMBER RIDGE PARTNERS, LP

yes

06/2001

Mar 28, 2012

Nov 30, 2016

NORTH TIMBER CAPITAL, LC

NORTH TIMBER CAPITAL IS A GENERAL PARTNER OF TIMBER RIDGE PARTNERS

yes

06/2001

Mar 28, 2012

Nov 30, 2016

RICHISON, MARK, BURT

Cfo

yes

03/2016

Mar 31, 2016

Nov 30, 2016

ROBERTSON, RONALD, JAY

RONALD ROBERTSON IS A MEMBER OF SCA HOLDINGS, LLC.

yes

07/2014

Mar 31, 2015

Nov 30, 2016

SAS CAPITAL PARTNERS, LLC

Owner

yes

11/2001

Jun 17, 2015

Nov 30, 2016

SCA HOLDINGS, LLC.

SCA HOLDINGS, LLC IS A MEMBER OF SAS CAPITAL PARTNERS, LLC

yes

07/2014

Mar 31, 2015

Nov 30, 2016

SUMMIT ALLIANCE CAPITAL, LLC

SUMMIT ALLIANCE CAPITAL, LLC IS A MEMBER OF ARGENTUS HOLDINGS, LLC

yes

01/2000

Mar 28, 2012

Nov 30, 2016

TIMBER RIDGE PARTNERS, L.P.

TIMBER RIDGE PARTNERS, LP IS A MEMBER OF SUMMIT ALLIANCE CAPITAL, LLC

yes

06/2001

Mar 31, 2015

Nov 30, 2016

ROSSI, NICHOLAS, JOSEPH

CHIEF COMPLIANCE OFFICER

05/2016

May 5, 2016

Nov 30, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PRIVATE ADVISORY GROUP LLC

n/a

Independent wealth

$2.1B

yes

n/a

ARGENTUS ADVISORS, LLC

n/a

Independent wealth

$468M

yes

n/a

GENESIS CAPITAL LLC

n/a

Former SEC adviser

$6.2M

yes

n/a

CHARLES KITSMAN

n/a

GENESIS GENERAL PARTNERS, LLC

n/a

yes

n/a

MATTHEW SANES

n/a

MATTHEW SANES

n/a

RP CAPITAL LLC

n/a

yes

n/a

WILLIAM RIDDICK

n/a

City

State

Country

Employees

Also broker-dealer

GIG HARBOR

United States

n/a

Dallas

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 31, 2016

$2.0B

n/a

2014

Mar 31, 2015

$1.9B

n/a

2013

Mar 31, 2014

$911M

n/a

2012

Apr 1, 2013

$900M

n/a

2011

Mar 28, 2012

$690M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$2.0B

$1.9B

5.7%

$900M

29.6%

n/a