RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• W•••• G•••
- C••••••••• P•••••••• L•• independent RIA currentsince Oct 5, 2015 · Dallas, Tx
- F•••••••• A••••••• G•••• L••••• independent RIAMay 26, 2003 to Dec 31, 2015 · Dallas, Tx
- S••••• A•••••• S•••••••• formerMay 21, 2003 to Oct 14, 2015 · Dallas, Tx
- G••• C•••••• M••••••••• I•• unclassifiedMay 16, 2003 to Dec 31, 2003 · Dallas, Tx
- F•••••••• A••••••• G•••• L••••• to C••••••••• P•••••••• L••left Dec 31, 2015, registered Oct 5, 2015 (-87 days) · Other
- S••••• A•••••• S•••••••• to F•••••••• A••••••• G•••• L•••••left Oct 14, 2015, registered May 26, 2003 (-4524 days) · Other
- G••• C•••••• M••••••••• I•• to S••••• A•••••• S••••••••left Dec 31, 2003, registered May 21, 2003 (-224 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address