DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL ENTERPRISE, LLC
PARSIPPANY, NJ | BEDMINSTER, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Nov 14, 2024 | n/a | yes | BEDMINSTER, NJ|PARSIPPANY, NJ | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Dec 13, 2017 | Nov 14, 2024 | no | EAST HANOVER, NJ|Basking Ridge, NJ|East Hanover, NJ|Parsippany, NJ | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Nov 22, 2017 | no | New York, NY | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Nov 12, 2014 | Mar 25, 2017 | no | NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 5, 2010 | Oct 28, 2014 | no | NEW YORK, NY|WESTFIELD, NJ|WESTFIELD, NJ|PENNINGTON, NJ|NEW YORK, NY | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Dec 23, 2009 | Mar 10, 2010 | no | WEST ORANGE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Nov 14, 2024 | Nov 14, 2024 | 0 | Bulk transfer | Ibd to new firm |
| MML INVESTORS SERVICES, LLC | PRUCO SECURITIES, LLC | Nov 22, 2017 | Dec 13, 2017 | 21 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MSI FINANCIAL SERVICES, INC. | Oct 28, 2014 | Nov 12, 2014 | 15 | Firm change | Other |
| OSAIC WEALTH, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 10, 2010 | Mar 5, 2010 | -5 | Firm change | Other |