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Registered advisor
D••••• M•••••• R••••••
Feed of 09/14/2026
Also filed as Daniel M Rodgers
At current firm
1 y
since Nov 14, 2024
In the industry
31 y
since Oct 31, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Bedminster, Nj
- P•••• S••••••••• L•• no RAUMDec 13, 2017 to Nov 14, 2024 · East Hanover, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Nov 22, 2017 · New York, Ny
- M•• F•••••••• S•••••••• I••• formerNov 12, 2014 to Mar 25, 2017 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 5, 2010 to Oct 28, 2014 · New York, Ny
- O•••• W•••••• I••• BD affiliatedDec 23, 2009 to Mar 10, 2010 · West Orange, Nj
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Nov 22, 2017, registered Dec 13, 2017 (21 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Oct 28, 2014, registered Nov 12, 2014 (15 days) · Other
- O•••• W•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 10, 2010, registered Mar 5, 2010 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address