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RIA / WealthAdvisor16 years in industry

SAMUEL RAMOS

Advisor at STAR WEALTH ADVISORS

MANALAPAN, NJ | BOCA RATON, FL

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Search this name across graphsid dfx:ria:01e2a199-6d03-4cd8-4544-16477a64153a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 24, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STAR WEALTH ADVISORS
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 16, 2009
First registration: May 24, 2010
Dual registered: no
Other names: Sam Ramos|Sam Ramos
IAPD individual key: 5692004

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STAR WEALTH ADVISORS	Former SEC adviser	Apr 6, 2026	n/a	yes	MANALAPAN, NJ\|BOCA RATON, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 25, 2017	Oct 31, 2022	no	PENNINGTON, NJ\|HADDON TOWNSHIP, NJ\|MARLTON, NJ	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 16, 2016	Apr 28, 2017	no	AVENEL, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 30, 2014	Sep 6, 2016	no	PENNINGTON, NJ	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 20, 2013	Mar 20, 2014	no	EDISON, NJ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	May 24, 2010	Nov 11, 2013	no	GARDEN CITY, NY\|LONG BEACH, NY\|RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	STAR WEALTH ADVISORS	Oct 31, 2022	Apr 6, 2026	1,253	Firm change after gap	Wirehouse to new firm
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Apr 28, 2017	Aug 25, 2017	119	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PNC WEALTH MANAGEMENT	Sep 6, 2016	Nov 16, 2016	71	Firm change	Other
EQUITABLE ADVISORS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 20, 2014	Jun 30, 2014	102	Firm change	Ibd to wirehouse
OSAIC WEALTH, INC.	EQUITABLE ADVISORS, LLC	Nov 11, 2013	Nov 20, 2013	9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
129052:19616:NJ:2017-04-28	Apr 28, 2017	Aug 25, 2017	AVENEL, NJ	Firm change
7691:129052:NJ:2016-08-23	Sep 6, 2016	Nov 16, 2016	PENNINGTON, NJ	Firm change

Relationships

Registered with (6)

→ STAR WEALTH ADVISORSRegistered adviserregistration: current employment
Apr 6, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 25, 2017 to Oct 31, 2022factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 16, 2016 to Apr 28, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 30, 2014 to Sep 6, 2016factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 20, 2013 to Mar 20, 2014factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
May 24, 2010 to Nov 11, 2013factForm ADV

Dated events

Occurred
Oct 31, 2022
Advisor changed firm
Samuel Ramos left Wells Fargo Advisors for Star Wealth Advisors (registered 2026-04-06)
Form ADVobserved 4 days ago