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Feed of 09/15/2026
Also filed as Sam Ramos
At current firm
0 y
since Apr 6, 2026
In the industry
16 y
since Dec 16, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S••• W••••• A••••••• former currentsince Apr 6, 2026 · Manalapan, Nj
- W•••• F•••• A••••••• wirehouseAug 25, 2017 to Oct 31, 2022 · Pennington, Nj
- P•• W••••• M••••••••• BD affiliatedNov 16, 2016 to Apr 28, 2017 · Avenel, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 30, 2014 to Sep 6, 2016 · Pennington, Nj
- E•••••••• A•••••••• L•• national BDNov 20, 2013 to Mar 20, 2014 · Edison, Nj
- O•••• W•••••• I••• BD affiliatedMay 24, 2010 to Nov 11, 2013 · Garden City, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S••• W••••• A•••••••left Oct 31, 2022, registered Apr 6, 2026 (1253 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left Apr 28, 2017, registered Aug 25, 2017 (119 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Sep 6, 2016, registered Nov 16, 2016 (71 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 20, 2014, registered Jun 30, 2014 (102 days) · Affiliated broker-dealer or bank to wirehouse
- O•••• W•••••• I••• to E•••••••• A•••••••• L••left Nov 11, 2013, registered Nov 20, 2013 (9 days) · Other
Signals
- S••••• R•••• left W•••• F•••• A••••••• for S••• W••••• A••••••• (registered 2026-04-06)Oct 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address