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RIA / WealthAdvisorCertified Financial Planner46 years in industry

ALAN KEITH GOLDFARB

Advisor at NOVAK & POWELL FINANCIAL SERVICES, INC.

ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:01edf45d-32b6-ea2c-125e-22127270ee6e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NOVAK & POWELL FINANCIAL SERVICES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 29, 1980
First registration: Feb 26, 2001
Dual registered: no
IAPD individual key: 224200

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NOVAK & POWELL FINANCIAL SERVICES, INC.	Independent wealth	Aug 5, 2022	n/a	yes	ST. PETERSBURG, FL	Current employment
XO WEALTH MANAGEMENT	Former SEC adviser	Jun 3, 2022	Sep 7, 2022	no	DALLAS, TX	Previous registration
APELLA WEALTH	Independent wealth	Jan 15, 2020	Nov 30, 2021	no	DALLAS, TX\|WEST HARTFORD, CT	Previous registration
BACON FINANCIAL MANAGEMENT, INC DBA FINANCIAL STRATEGIES GROUP	n/a	Nov 5, 2014	Jan 27, 2020	no	DALLAS, TX\|DALLAS, TX	Previous registration
CONCERT WEALTH MANAGEMENT	Former SEC adviser	Nov 30, 2012	Jul 1, 2015	no	DALLAS, TX\|SAN JOSE, CA	Previous registration
BACON FINANCIAL MANAGEMENT, INC DBA FINANCIAL STRATEGIES GROUP	n/a	Feb 21, 2007	Dec 18, 2020	no	DALLAS, TX	Previous registration
WEAVER WEALTH MANAGEMENT	Former SEC adviser	Dec 21, 2001	Dec 21, 2012	no	DALLAS, TX	Previous registration
FINANCIAL STRATEGIES ADVISORY CORPORATION	n/a	Feb 26, 2001	Dec 31, 2003	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
XO WEALTH MANAGEMENT	NOVAK & POWELL FINANCIAL SERVICES, INC.	Sep 7, 2022	Aug 5, 2022	-33	Firm change after gap	RIA to RIA
APELLA WEALTH	XO WEALTH MANAGEMENT	Nov 30, 2021	Jun 3, 2022	185	Firm change	RIA to RIA
BACON FINANCIAL MANAGEMENT, INC DBA FINANCIAL STRATEGIES GROUP	CONCERT WEALTH MANAGEMENT	Dec 18, 2020	Nov 30, 2012	-2,940	Firm change after gap	Other
BACON FINANCIAL MANAGEMENT, INC DBA FINANCIAL STRATEGIES GROUP	APELLA WEALTH	Jan 27, 2020	Jan 15, 2020	-12	Firm change	Other
CONCERT WEALTH MANAGEMENT	BACON FINANCIAL MANAGEMENT, INC DBA FINANCIAL STRATEGIES GROUP	Jul 1, 2015	Nov 5, 2014	-238	Firm change after gap	Other
WEAVER WEALTH MANAGEMENT	BACON FINANCIAL MANAGEMENT, INC DBA FINANCIAL STRATEGIES GROUP	Dec 21, 2012	Feb 21, 2007	-2,130	Firm change after gap	Other
FINANCIAL STRATEGIES ADVISORY CORPORATION	WEAVER WEALTH MANAGEMENT	Dec 31, 2003	Dec 21, 2001	-740	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
142605:141253:TX:2020-12-18	Dec 18, 2020	Nov 30, 2012	DALLAS, TX	Firm change after gap

Relationships

Registered with (7)

→ NOVAK & POWELL FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Aug 5, 2022 to presentfactForm ADV
→ XO WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 3, 2022 to Sep 7, 2022factForm ADV
→ APELLA WEALTHRegistered adviserregistration: previous registration
Jan 15, 2020 to Nov 30, 2021factForm ADV
→ BACON FINANCIAL MANAGEMENT, INC DBA FINANCIAL STRATEGIES GROUPRegistered adviserregistration: previous registration
Feb 21, 2007 to Dec 18, 2020factForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 30, 2012 to Jul 1, 2015factForm ADV
→ WEAVER WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 21, 2001 to Dec 21, 2012factForm ADV
→ FINANCIAL STRATEGIES ADVISORY CORPORATIONRegistered adviserregistration: previous registration
Feb 26, 2001 to Dec 31, 2003factForm ADV

Dated events

Occurred
Sep 7, 2022
Advisor changed firm
Alan Keith Goldfarb left Xo Wealth Management for Novak & Powell Financial Services, Inc. (registered 2022-08-05)
Form ADVobserved 5 days ago