DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alan Keith Goldfarb
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Aug 5, 2022
In the industry
46 y
since Aug 29, 1980 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Novak & Powell Financial Services, Inc. independent RIA currentsince Aug 5, 2022 · St. Petersburg, Fl
- Xo Wealth Management formerJun 3, 2022 to Sep 7, 2022 · Dallas, Tx
- Apella Wealth independent RIAJan 15, 2020 to Nov 30, 2021 · Dallas, Tx
- Bacon Financial Management, Inc Dba Financial Strategies Group unclassifiedNov 5, 2014 to Jan 27, 2020 · Dallas, Tx
- Concert Wealth Management formerNov 30, 2012 to Jul 1, 2015 · Dallas, Tx
- Bacon Financial Management, Inc Dba Financial Strategies Group unclassifiedFeb 21, 2007 to Dec 18, 2020 · Dallas, Tx
- Weaver Wealth Management formerDec 21, 2001 to Dec 21, 2012 · Dallas, Tx
- Financial Strategies Advisory Corporation unclassifiedFeb 26, 2001 to Dec 31, 2003 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Xo Wealth Management to Novak & Powell Financial Services, Inc.left Sep 7, 2022, registered Aug 5, 2022 (-33 days) · RIA to RIA
- Apella Wealth to Xo Wealth Managementleft Nov 30, 2021, registered Jun 3, 2022 (185 days) · RIA to RIA
- Bacon Financial Management, Inc Dba Financial Strategies Group to Concert Wealth Managementleft Dec 18, 2020, registered Nov 30, 2012 (-2940 days) · Other · moved with a team
- Bacon Financial Management, Inc Dba Financial Strategies Group to Apella Wealthleft Jan 27, 2020, registered Jan 15, 2020 (-12 days) · Other
- Concert Wealth Management to Bacon Financial Management, Inc Dba Financial Strategies Groupleft Jul 1, 2015, registered Nov 5, 2014 (-238 days) · Other
- Weaver Wealth Management to Bacon Financial Management, Inc Dba Financial Strategies Groupleft Dec 21, 2012, registered Feb 21, 2007 (-2130 days) · Other
- Financial Strategies Advisory Corporation to Weaver Wealth Managementleft Dec 31, 2003, registered Dec 21, 2001 (-740 days) · Other
Signals
- Alan Keith Goldfarb left Xo Wealth Management for Novak & Powell Financial Services, Inc. (registered 2022-08-05)Sep 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address