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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

WEAVER WEALTH MANAGEMENT

WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD, CRD 115150

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c0ed37b-8951-e10f-64ab-f7167700db9c

Data as of Oct 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Dec 21, 2011 to Oct 14, 2016
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $35.0MItem 5.F on the latest filing (2016-10-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Accounts: 41
SEC number: 801-61306
CRD: 115150
Filings on the tape: 16
First filed: Dec 21, 2011
Latest filed: Oct 14, 2016
Organised: Partnership, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
SANDOVAL, REGINALDO	CHIEF COMPLIANCE OFFICER	Na	yes	09/2004	Dec 21, 2011	Oct 14, 2016
SEGO, DAVID, CHARLES	MANAGING DIRECTOR	Na	yes	01/2002	Dec 21, 2011	Oct 14, 2016
WEAVER & TIDWELL LLP	Member	E	yes	03/2006	Dec 21, 2011	Oct 14, 2016
WEAVER & TIDWELL LLP	Member	E	yes	06/2000	Dec 21, 2011	Oct 14, 2016
WT CAPITAL LLP	LIMITED PARTNER	E	yes	03/2006	Dec 21, 2011	Oct 14, 2016
WT FINANCIAL, LLC	GENERAL PARTNER	Na	yes	06/2000	Dec 21, 2011	Oct 14, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WEAVER AND TIDWELL, LLP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Austin	TX	United States	n/a	no
FORT WORTH	TX	United States	n/a	no
SAN ANTONIO	TX	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Aug 31, 2016	$35.0M	$3.1M	3	3	n/a	n/a	n/a
2015	Aug 28, 2015	$343M	$328M	13	7	n/a	n/a	n/a
2014	Aug 29, 2014	$334M	$310M	15	8	n/a	n/a	n/a
2013	Aug 30, 2013	$317M	$20.5M	14	8	n/a	n/a	n/a
2012	Aug 29, 2012	$313M	$250M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$35.0M	$343M	-89.8%	$317M	-52.0%	3	13	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BOK FINANCIAL PRIVATE WEALTH, INC.	2	Aug 18, 2016	Apr 20, 2016	SAN ANTONIO, TX	Team lift out	Other	50.0%

Relationships

Controls (5)

← SANDOVAL, REGINALDOOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 21, 2011 to presentfactForm ADV
← SEGO, DAVID, CHARLESOwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 21, 2011 to presentfactForm ADV
← WEAVER & TIDWELL LLPOwnerMEMBER, ownership code E, domestic entity
Dec 21, 2011 to presentfactForm ADV
← WT CAPITAL LLPOwnerLIMITED PARTNER, ownership code E, domestic entity
Dec 21, 2011 to presentfactForm ADV
← WT FINANCIAL, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Dec 21, 2011 to presentfactForm ADV

Registered with (9)

← DAVID CHARLES SEGOAdvisorregistration: previous registration
Oct 11, 2000 to Nov 30, 2016factForm ADV
← FRANK BYRD ARNOLDAdvisorregistration: previous registration
Aug 20, 2010 to Sep 2, 2016factForm ADV
← MICHAEL DOUGLAS GLEASONAdvisorregistration: previous registration
Apr 16, 2009 to Aug 18, 2016factForm ADV
← DANIEL SCOTT SONNENAdvisorregistration: previous registration
Jan 9, 2016 to Aug 18, 2016factForm ADV
← ROBERT CHARLES KNODEAdvisorregistration: previous registration
Jan 13, 2014 to Apr 6, 2015factForm ADV
← ALAN KEITH GOLDFARBAdvisorregistration: previous registration
Dec 21, 2001 to Dec 21, 2012factForm ADV
← Chris Chris ToomeyAdvisorregistration: previous registration
May 30, 2008 to Dec 6, 2011factForm ADV
← MARVIN TURNER PETTYAdvisorregistration: previous registration
Dec 3, 2004 to Sep 27, 2011factForm ADV
← THOMAS F PARRISHAdvisorregistration: previous registration
Jun 3, 2008 to Jan 30, 2009factForm ADV

Moved with (1)

→ BOK FINANCIAL PRIVATE WEALTH, INC.Registered adviser2 advisors, team lift out, same day
Aug 18, 2016 to Apr 20, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0c0ed37b-8951-e10f-64ab-f7167700db9c
First observed: Dec 21, 2011
Last observed: Oct 14, 2016 120 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEAVER WEALTH MANAGEMENT

WEAVER AND TIDWELL FINANCIAL ADVISORS, LTD, CRD 115150

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0c0ed37b-8951-e10f-64ab-f7167700db9c

Data as of Oct 14, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:06 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

SANDOVAL, REGINALDO

CHIEF COMPLIANCE OFFICER

yes

09/2004

Dec 21, 2011

Oct 14, 2016

SEGO, DAVID, CHARLES

MANAGING DIRECTOR

yes

01/2002

Dec 21, 2011

Oct 14, 2016

WEAVER & TIDWELL LLP

Member

yes

03/2006

Dec 21, 2011

Oct 14, 2016

WEAVER & TIDWELL LLP

Member

yes

06/2000

Dec 21, 2011

Oct 14, 2016

WT CAPITAL LLP

LIMITED PARTNER

yes

03/2006

Dec 21, 2011

Oct 14, 2016

WT FINANCIAL, LLC

GENERAL PARTNER

yes

06/2000

Dec 21, 2011

Oct 14, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WEAVER AND TIDWELL, LLP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Austin

United States

n/a

FORT WORTH

United States

n/a

SAN ANTONIO

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Aug 31, 2016

$35.0M

$3.1M

n/a

2015

Aug 28, 2015

$343M

$328M

n/a

2014

Aug 29, 2014

$334M

$310M

n/a

2013

Aug 30, 2013

$317M

$20.5M

n/a

2012

Aug 29, 2012

$313M

$250M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$35.0M

$343M

-89.8%

$317M

-52.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BOK FINANCIAL PRIVATE WEALTH, INC.

Aug 18, 2016

Apr 20, 2016

SAN ANTONIO, TX

Team lift out

Other

50.0%