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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Keenan Dwyer

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Reading, MA | Methuen, MA

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Search this name across graphsid dfx:ria:01f37fa6-a01a-3964-a8c9-9f4358797f62

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 12, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 12, 2021
First registration: May 12, 2021
Dual registered: yes, broker-dealer
Other names: Keenan Malcolm Dwyer|Keenan Dwyer
IAPD individual key: 7099071

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 16, 2026	n/a	yes	Reading, MA\|Methuen, MA	Current employment
EATON VANCE MANAGEMENT	Asset manager	Jul 26, 2023	Jul 14, 2026	no	BOSTON, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	Jun 20, 2023	no	HAMDEN, CT\|WOBURN, MA	Previous registration
WADDELL & REED	Former SEC adviser	May 12, 2021	Jul 21, 2021	no	WOBURN, MA\|HAMDEN, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EATON VANCE MANAGEMENT	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 14, 2026	Jul 16, 2026	2	Firm change	Other
LPL FINANCIAL LLC	EATON VANCE MANAGEMENT	Jun 20, 2023	Jul 26, 2023	36	Firm change	Other
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jul 16, 2026 to presentfactForm ADV
→ EATON VANCE MANAGEMENTRegistered adviserregistration: previous registration
Jul 26, 2023 to Jul 14, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 21, 2021 to Jun 20, 2023factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
May 12, 2021 to Jul 21, 2021factForm ADV

Dated events

Occurred
Jul 14, 2026
Advisor changed firm
Keenan Dwyer left Eaton Vance Management for Ameriprise Financial Services, Llc (registered 2026-07-16)
Form ADVobserved 6 days ago
Occurred
Jun 20, 2023
Advisor changed firm
Keenan Dwyer left Lpl Financial Llc for Eaton Vance Management (registered 2023-07-26)
Form ADVobserved 6 days ago