DFX Intelligence

C••••• T••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

C••••• T••••• G••••••

Advisor at S•••••••• W•••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:021d595f-1090-e651-c912-fd35db703005

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 14, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W•••••• L••	Independent wealth	Oct 21, 2020	n/a	yes	LOS ANGELES, CA	Current employment
P••••••• C••••••	n/a	Oct 26, 2018	Oct 14, 2020	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• C••••••	S•••••••• W•••••• L••	Oct 14, 2020	Oct 21, 2020	7	Firm change	Other
M••••• S••••••	P••••••• C••••••	Oct 2, 2018	Oct 26, 2018

Relationships

Registered with (5)

→ S•••••••• W•••••• L••Registered adviserregistration: current employment
Oct 21, 2020 to presentfactForm ADV
→ P••••••• C••••••Registered adviserregistration: previous registration
Oct 26, 2018 to Oct 14, 2020factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 22, 2015 to Oct 2, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:021d595f-1090-e651-c912-fd35db703005
First observed: Oct 14, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.