DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ceasar Thomas Garvida
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ceasar Thomas Garvida
At current firm
5 y
since Oct 21, 2020
In the industry
17 y
since Oct 14, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Steelpeak Wealth, LLC independent RIA currentsince Oct 21, 2020 · Los Angeles, Ca
- Prepared Capital unclassifiedOct 26, 2018 to Oct 14, 2020 · Los Angeles, Ca
- Morgan Stanley wirehouseDec 22, 2015 to Oct 2, 2018 · Los Angeles, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 2, 2012 to Oct 16, 2013 · North Hollywood, Ca
- Morgan Stanley wirehouseJun 1, 2009 to May 29, 2012 · Los Angeles, Ca
- Citigroup Global Markets Inc. BD affiliatedOct 14, 2008 to Jun 1, 2009 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Prepared Capital to Steelpeak Wealth, LLCleft Oct 14, 2020, registered Oct 21, 2020 (7 days) · Other
- Morgan Stanley to Prepared Capitalleft Oct 2, 2018, registered Oct 26, 2018 (24 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanleyleft Oct 16, 2013, registered Dec 22, 2015 (797 days) · Wirehouse to wirehouse
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 29, 2012, registered Oct 2, 2012 (126 days) · Wirehouse to wirehouse
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address