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RIA / WealthAdvisor10 years in industry

COREY ALAN COLEMAN

Advisor at MMA SECURITIES LLC

Portland, OR | San Diego, CA

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Search this name across graphsid dfx:ria:0258f665-dc5d-2ba6-43b6-2cdfb71de413

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 14, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MMA SECURITIES LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 22, 2016
First registration: Mar 14, 2017
Dual registered: no
IAPD individual key: 6007971

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MMA SECURITIES LLC	No RAUM reported	Jan 5, 2026	n/a	yes	San Diego, CA\|Portland, OR	Current employment
PRECEPT ADVISORY GROUP LLC	Former SEC adviser	Dec 18, 2020	Jan 8, 2026	no	IRVINE, CA\|Portland, OR	Previous registration
HUB INTERNATIONAL INVESTMENT SERVICES INC.	n/a	Mar 29, 2017	Nov 16, 2020	no	Portland, OR\|AUSTIN, TX	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 14, 2017	Nov 4, 2020	no	Portland, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRECEPT ADVISORY GROUP LLC	MMA SECURITIES LLC	Jan 8, 2026	Jan 5, 2026	-3	Firm change	Other
HUB INTERNATIONAL INVESTMENT SERVICES INC.	PRECEPT ADVISORY GROUP LLC	Nov 16, 2020	Dec 18, 2020	32	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	HUB INTERNATIONAL INVESTMENT SERVICES INC.	Nov 4, 2020	Mar 29, 2017	-1,316	Firm change after gap	Other

Relationships

Registered with (4)

→ MMA SECURITIES LLCRegistered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ PRECEPT ADVISORY GROUP LLCRegistered adviserregistration: previous registration
Dec 18, 2020 to Jan 8, 2026factForm ADV
→ HUB INTERNATIONAL INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Mar 29, 2017 to Nov 16, 2020factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 14, 2017 to Nov 4, 2020factForm ADV

Dated events

Occurred
Jan 8, 2026
Advisor changed firm
Corey Alan Coleman left Precept Advisory Group Llc for Mma Securities Llc (registered 2026-01-05)
Form ADVobserved 4 days ago