RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•• S••••••••• L•• no RAUM currentsince Jan 5, 2026 · San Diego, Ca
- P•••••• A••••••• G•••• L•• formerDec 18, 2020 to Jan 8, 2026 · Irvine, Ca
- H•• I••••••••• I••••••••• S••••••• I••• unclassifiedMar 29, 2017 to Nov 16, 2020 · Portland, Or
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 14, 2017 to Nov 4, 2020 · Portland, Or
- P•••••• A••••••• G•••• L•• to M•• S••••••••• L••left Jan 8, 2026, registered Jan 5, 2026 (-3 days) · Other
- H•• I••••••••• I••••••••• S••••••• I••• to P•••••• A••••••• G•••• L••left Nov 16, 2020, registered Dec 18, 2020 (32 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to H•• I••••••••• I••••••••• S••••••• I•••left Nov 4, 2020, registered Mar 29, 2017 (-1316 days) · Other
- C•••• A••• C•••••• left P•••••• A••••••• G•••• L•• for M•• S••••••••• L•• (registered 2026-01-05)Jan 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address