DFX Intelligence

B•••• P•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

B•••• P•••• M•••••••

Advisor at N••• L•••• P•••••• L••

HARRISON, NY

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Search this name across graphsid dfx:ria:02684607-7080-07b5-c132-3fe8b38a48a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• L•••• P•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 21, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• L•••• P•••••• L••	Independent wealth	Oct 26, 2021	n/a	yes	HARRISON, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Nov 17, 2011	Sep 14, 2021	no	NEW YORK, NY\|Purchase, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	N••• L•••• P•••••• L••	Sep 14, 2021	Oct 26, 2021	42	Firm change	Wirehouse to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• F•••••••• S••••••• I•••	Nov 21, 2011	Nov 17, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:313247:NY:2021-09-14	Sep 14, 2021	Oct 26, 2021	PURCHASE, NY	Firm change

Relationships

Registered with (4)

→ N••• L•••• P•••••• L••Registered adviserregistration: current employment
Oct 26, 2021 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 17, 2011 to Sep 14, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 30, 2003 to Nov 21, 2011factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02684607-7080-07b5-c132-3fe8b38a48a6
First observed: Mar 7, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.