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Advisor at NAPIER FINANCIAL
Santa Clarita, CA | BRAINTREE, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NAPIER FINANCIAL | Independent wealth | Aug 26, 2025 | n/a | yes | Santa Clarita, CA|BRAINTREE, MA | Current employment |
| U.S. FINANCIAL ADVISORS | Former SEC adviser | May 28, 2019 | Jul 25, 2025 | no | WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. FINANCIAL ADVISORS | NAPIER FINANCIAL | Jul 25, 2025 | Aug 26, 2025 | 32 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108763:336725:DE:2025-07-25 | Jul 25, 2025 | Aug 26, 2025 | WILMINGTON, DE | Firm change |