This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.91 fund_share=0.03 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$588MItem 5.F on the latest filing (2026-07-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$547M

Private client RAUM

$533MderivedItem 5.D individuals plus high net worth individuals

Private client share

91%derivedprivate client RAUM over total RAUM

Advisors on IAPD

9

RAUM per advisor

$65.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

14

Advisory employees

9

Offices

2Schedule D 1.F, beyond the principal office

Accounts

993

Individual clients

104

High net worth clients

120

Custody, client assets

$87.4M

SEC number

801-133755

CRD

336725

Filings on the tape

5

First filed

Jun 25, 2025

Latest filed

Jul 17, 2026

Organised

Limited Liability Company, MA

• Occurred

  Jul 25, 2025
  Firm absorbed

  U.S. Financial Advisors's advisors moved to Napier Financial (Wilmington, DE): 7 of 8 registered, on the same day

  Form ADVobserved 6 days ago
  7 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2d6915cd-168b-a05f-2b09-011bed2821c3

First observed

Jun 25, 2025

Last observed

Jul 17, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.