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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

JOHN ROBERT ROESSIG

Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

GREELEY, CO | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:02770428-3e1b-5ab4-6b4d-013bd00ff000

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: May 27, 1987
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 1501738

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Independent wealth	Mar 4, 2019	n/a	yes	GREELEY, CO\|SCOTTSDALE, AZ	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Nov 14, 2014	Jan 4, 2016	no	GREELEY, CO\|GREELEY, CO	Previous registration
SUNSET FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 30, 2004	Nov 14, 2014	no	GREELEY, CO\|GREELEY, CO\|KANSAS CITY, MO	Previous registration
THE MASTER'S FINANCIAL GROUP, INC.	n/a	Jan 1, 1999	Dec 17, 2004	no	GREELEY, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER	Jan 4, 2016	Mar 4, 2019	1,155	Firm change after gap	Other
SUNSET FINANCIAL SERVICES, INC.	SECURITIES AMERICA ADVISORS, INC.	Nov 14, 2014	Nov 14, 2014	0	Bulk transfer	Other
THE MASTER'S FINANCIAL GROUP, INC.	SUNSET FINANCIAL SERVICES, INC.	Dec 17, 2004	Nov 30, 2004	-17	Firm change	Other

Relationships

Registered with (4)

→ UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERRegistered adviserregistration: current employment
Mar 4, 2019 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Nov 14, 2014 to Jan 4, 2016factForm ADV
→ SUNSET FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 30, 2004 to Nov 14, 2014factForm ADV
→ THE MASTER'S FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jan 1, 1999 to Dec 17, 2004factForm ADV

Dated events

No dated event names this entity yet.