RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• R••••• R••••••
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA currentsince Mar 4, 2019 · Greeley, Co
- S••••••••• A•••••• A•••••••• I••• formerNov 14, 2014 to Jan 4, 2016 · Greeley, Co
- S••••• F•••••••• S•••••••• I••• formerNov 30, 2004 to Nov 14, 2014 · Greeley, Co
- T•• M••••••• F•••••••• G••••• I••• unclassifiedJan 1, 1999 to Dec 17, 2004 · Greeley, Co
- S••••••••• A•••••• A•••••••• I••• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Jan 4, 2016, registered Mar 4, 2019 (1155 days) · Other
- S••••• F•••••••• S•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Nov 14, 2014, registered Nov 14, 2014 (0 days) · corporate re-registration, not a move
- T•• M••••••• F•••••••• G••••• I••• to S••••• F•••••••• S•••••••• I•••left Dec 17, 2004, registered Nov 30, 2004 (-17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address